BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+3.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,255
New
Increased
Reduced
Closed

Top Buys

1
+$1.53M
2
+$819K
3
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

1
+$1.22M
2
+$1.19M
3
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1151
– –
-1,125
1152
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0
1153
– –
-1,000
1154
– –
-250
1155
– –
-1,000
1156
$0 ﹤0.01%
50
1157
$0 ﹤0.01%
6
1158
$0 ﹤0.01%
24
1159
– –
-300
1160
$0 ﹤0.01%
100
-167
1161
– –
-285
1162
– –
-6,980
1163
– –
-700
1164
– –
-500
1165
– –
-2,500
1166
– –
-40
1167
$0 ﹤0.01%
2,000
1168
$0 ﹤0.01%
10,000
1169
– –
-133
1170
– –
-347
1171
– –
-756
1172
– –
0
1173
– –
-754
1174
– –
-8
1175
– –
-3,600
45 46
47
48 49