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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQEW icon
1151
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
– –
-665
Closed -$25K
QTEC icon
1152
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
– –
-1,540
Closed -$58K
RL icon
1153
Ralph Lauren
RL
$22.4B
– –
-201
Closed -$32K
RSPN icon
1154
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
– –
-3,860
Closed -$64K
RY icon
1155
Royal Bank of Canada
RY
$287B
$0 ﹤0.01%
9
– –
SBSW icon
1156
Sibanye-Stillwater
SBSW
$6.05B
$0 ﹤0.01%
+53
New +$508
SDS icon
1157
ProShares UltraShort S&P500
SDS
$435M
– –
-6
Closed -$16K
SIRI icon
1158
SiriusXM
SIRI
$11B
– –
-70
Closed -$2K
SMB icon
1159
VanEck Short Muni ETF
SMB
$312M
– –
-5,001
Closed -$88K
SURE icon
1160
AdvisorShares Insider Advantage ETF
SURE
$56.5M
– –
-1,000
Closed -$50K
SVRA icon
1161
Savara
SVRA
$1.08B
$0 ﹤0.01%
9
– –
TNXP icon
1162
Tonix Pharmaceuticals
TNXP
$152M
– –
0
– -$10K
TR icon
1163
Tootsie Roll Industries
TR
$2.97B
– –
-1,165
Closed -$24K
TSN icon
1164
Tyson Foods
TSN
$21.5B
– –
-100
Closed -$4K
TT icon
1165
Trane Technologies
TT
$98.8B
$0 ﹤0.01%
13
– –
UWM icon
1166
ProShares Ultra Russell2000
UWM
$241M
– –
-2,240
Closed -$48K
VGT icon
1167
Vanguard Information Technology ETF
VGT
$133B
$0 ﹤0.01%
72
– –
WOLF icon
1168
Wolfspeed
WOLF
$1.04B
– –
-100
Closed -$6K
XIN
1169
DELISTED
Xinyuan Real Estate
XIN
– –
-30
Closed -$2K
EGRX
1170
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-1,000
Closed -$13K
SPWR
1171
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-44,894
Closed -$983K
AMJ
1172
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-1,000
Closed -$47K
SGEN
1173
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-200
Closed -$9K
FRGI
1174
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-100
Closed -$5K
DCP
1175
DELISTED
DCP Midstream, LP
DCP
– –
-1,200
Closed -$60K
45 46
47
48 49

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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.