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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEMG
1126
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-1,250
Closed -$104K
GM.WS.B
1127
DELISTED
General Motors Company
GM.WS.B
$0 ﹤0.01%
6
+2
+50% +$29
BMS
1128
DELISTED
Bemis
BMS
– –
-600
Closed -$22K
ARRS
1129
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-400
Closed -$11K
KANG
1130
DELISTED
iKang Healthcare Group, Inc.
KANG
– –
-400
Closed -$7K
ARDM
1131
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
68
– –
SCG
1132
DELISTED
Scana
SCG
– –
-21
Closed -$1K
DGAZ
1133
DELISTED
VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return
DGAZ
– –
-540
Closed -$195K
AHGP
1134
DELISTED
Alliance Holdings GP
AHGP
– –
-1,100
Closed -$75K
HDNG
1135
DELISTED
Hardinge Inc
HDNG
$0 ﹤0.01%
50
– –
APLP
1136
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-75
Closed -$2K
TIME
1137
DELISTED
Time Inc.
TIME
$0 ﹤0.01%
16
-665
-98% -$15K
AGU
1138
DELISTED
Agrium
AGU
$0 ﹤0.01%
6
– –
WNRL
1139
DELISTED
Western Refining Logistics, LP
WNRL
– –
-1,000
Closed -$34K
EGAS
1140
DELISTED
Gas Natural Inc.
EGAS
– –
-1,000
Closed -$11K
BHI
1141
DELISTED
Baker Hughes
BHI
$0 ﹤0.01%
14
-975
-99% -$55K
PWE
1142
DELISTED
Penn West Energy Petroleum Ltd
PWE
$0 ﹤0.01%
328
– –
CST
1143
DELISTED
CST Brands, Inc.
CST
$0 ﹤0.01%
13
-11
-46% -$442
IL
1144
DELISTED
IntraLinks Holdings Inc.
IL
– –
-1,000
Closed -$8K
CPHD
1145
DELISTED
Cepheid Inc
CPHD
– –
-2,000
Closed -$88K
HNR
1146
DELISTED
Harvest Natural Resources
HNR
– –
-1,000
Closed -$14K
GM.WS.A
1147
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$0 ﹤0.01%
6
+2
+50% +$44
SSE
1148
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
+137
New +$1.58K
JTP
1149
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
– –
-1,000
Closed -$8K
ORIG
1150
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– -$8K
44 45
46
47 48

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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.