We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFL icon
1076
SFL Corp
SFL
$1.63B
– –
-900
Closed -$15K
SID icon
1077
Companhia Siderúrgica Nacional
SID
$1.31B
– –
-425
Closed -$1K
SJNK icon
1078
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
– –
-330
Closed -$9K
SKX
1079
DELISTED
Skechers
SKX
– –
-17,100
Closed -$303K
SNCR
1080
DELISTED
Synchronoss Technologies
SNCR
– –
-56
Closed -$22K
SPXU icon
1081
ProShares UltraPro Short S&P 500
SPXU
$408M
– –
-10
Closed -$181K
SUN icon
1082
Sunoco
SUN
$14.5B
– –
-800
Closed -$44K
SVRA icon
1083
Savara
SVRA
$1.11B
$0 ﹤0.01%
9
– –
TD icon
1084
Toronto Dominion Bank
TD
$199B
– –
-675
Closed -$33K
TDG icon
1085
TransDigm Group
TDG
$70.7B
– –
-100
Closed -$18K
TKR icon
1086
Timken Company
TKR
$9.61B
$0 ﹤0.01%
+19
New +$799
TLPH icon
1087
Talphera
TLPH
$67.5M
– –
-188
Closed -$20K
TPST icon
1088
Tempest Therapeutics
TPST
$13.6M
– –
-1
Closed -$31K
TSCO icon
1089
Tractor Supply
TSCO
$16.1B
– –
-100
Closed -$1K
TT icon
1090
Trane Technologies
TT
$101B
$0 ﹤0.01%
13
– –
UCO icon
1091
ProShares Ultra Bloomberg Crude Oil
UCO
$420M
– –
-80
Closed -$151K
UHS icon
1092
Universal Health Services
UHS
$10.1B
– –
-100
Closed -$10K
USAC icon
1093
USA Compression Partners
USAC
$3.8B
– –
-700
Closed -$17K
VGT icon
1094
Vanguard Information Technology ETF
VGT
$138B
$0 ﹤0.01%
72
– –
VIPS icon
1095
Vipshop
VIPS
$7.35B
– –
-200
Closed -$3K
VIV icon
1096
Telefônica Brasil
VIV
$20.7B
– –
-300
Closed -$3K
VOC icon
1097
VOC Energy
VOC
$50.7M
– –
-800
Closed -$10K
VRTX icon
1098
Vertex Pharmaceuticals
VRTX
$121B
– –
-400
Closed -$44K
VTLE
1099
DELISTED
Vital Energy
VTLE
– –
-28
Closed -$12K
WBA
1100
DELISTED
Walgreens Boots Alliance
WBA
– –
-2,974
Closed -$227K
42 43
44
45 46

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.