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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SD
1001
DELISTED
SANDRIDGE ENERGY, INC.
SD
$1K ﹤0.01%
1,050
-2,200
-68% -$7.19K
CRRS
1002
DELISTED
CORPORATE RESOURCE SERVICES, INC. COMMON STOCK
CRRS
$1K ﹤0.01%
1,000
– –
EXXI
1003
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$1K ﹤0.01%
400
– –
SGY
1004
DELISTED
Stone Energy
SGY
$1K ﹤0.01%
2
– –
ACN icon
1005
Accenture
ACN
$102B
– –
-24
Closed -$1K
AGG icon
1006
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-396
Closed -$43K
ALK icon
1007
Alaska Air
ALK
$5.29B
– –
-2,400
Closed -$104K
AZN icon
1008
AstraZeneca
AZN
$263B
– –
-82
Closed -$5K
BIT icon
1009
BlackRock Multi-Sector Income Trust
BIT
$698M
– –
-2,000
Closed -$35K
CI icon
1010
Cigna
CI
$73.8B
– –
-800
Closed -$72K
CMA
1011
DELISTED
Comerica
CMA
– –
-200
Closed -$9K
COF icon
1012
Capital One
COF
$128B
$0 ﹤0.01%
12
– –
CQP icon
1013
Cheniere Energy
CQP
$31.9B
– –
-500
Closed -$16K
CTAS icon
1014
Cintas
CTAS
$81.9B
$0 ﹤0.01%
4
– –
CWEN icon
1015
Clearway Energy Class C
CWEN
$4.94B
– –
-1,200
Closed -$28K
CZA icon
1016
Invesco Zacks Mid-Cap ETF
CZA
$190M
– –
-4,865
Closed -$234K
DAKT icon
1017
Daktronics
DAKT
$955M
– –
-1,500
Closed -$18K
DEO icon
1018
Diageo
DEO
$49B
– –
-101
Closed -$11K
DNOW icon
1019
DNOW Inc
DNOW
$2.58B
– –
-16
Closed –
ECL icon
1020
Ecolab
ECL
$78.1B
– –
-130
Closed -$14K
EIRL icon
1021
iShares MSCI Ireland ETF
EIRL
$75.6M
– –
-550
Closed -$18K
EML icon
1022
Eastern Company
EML
$143M
$0 ﹤0.01%
50
– –
EMLC icon
1023
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
– –
-193
Closed -$8K
EMLP icon
1024
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
– –
-1,588
Closed -$43K
EQT icon
1025
EQT Corp
EQT
$33.3B
– –
-367
Closed -$18K
39 40
41
42 43

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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.