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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
76
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.82M 0.32%
91,184
+36
+0% +$719
VEA icon
77
Vanguard FTSE Developed Markets ETF
VEA
$229B
$1.78M 0.31%
43,429
-24,192
-36% -$988K
IWS icon
78
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$1.76M 0.31%
19,661
-3,626
-16% -$321K
DIS icon
79
Walt Disney
DIS
$167B
$1.69M 0.3%
12,986
+3,218
+33% +$445K
FVD icon
80
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.67M 0.29%
47,807
+20,250
+73% +$690K
PG icon
81
Procter & Gamble
PG
$336B
$1.66M 0.29%
13,306
-2,930
-18% -$346K
FXL icon
82
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$1.65M 0.29%
25,394
+11,571
+84% +$780K
BRK.B icon
83
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.63M 0.29%
7,854
-363
-4% -$74.8K
FLOT icon
84
iShares Floating Rate Bond ETF
FLOT
$10.2B
$1.6M 0.28%
31,317
+1,535
+5% +$78.1K
AVGO icon
85
Broadcom
AVGO
$1.85T
$1.54M 0.27%
55,770
+2,750
+5% +$78.2K
PFE icon
86
Pfizer
PFE
$143B
$1.52M 0.27%
44,622
-1,287
-3% -$46.8K
LMT icon
87
Lockheed Martin
LMT
$134B
$1.51M 0.26%
3,871
+150
+4% +$56.4K
USB icon
88
US Bancorp
USB
$98.2B
$1.5M 0.26%
27,202
-343
-1% -$18.5K
SONO icon
89
Sonos
SONO
$1.73B
$1.5M 0.26%
112,010
-351
-0.3% -$4.39K
TWLO icon
90
Twilio
TWLO
$30B
$1.5M 0.26%
13,619
+5,973
+78% +$774K
MTUM icon
91
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$1.49M 0.26%
+12,505
New +$1.51M
DWTR
92
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$1.43M 0.25%
45,708
-829
-2% -$26.6K
TOTL icon
93
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$1.42M 0.25%
28,866
+2,677
+10% +$132K
CRM icon
94
Salesforce
CRM
$151B
$1.41M 0.25%
9,505
-862
-8% -$131K
ACWV icon
95
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
$1.37M 0.24%
14,463
– –
SHY icon
96
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$1.37M 0.24%
16,106
-13,514
-46% -$1.15M
SPLV icon
97
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$1.36M 0.24%
23,536
-1,844
-7% -$104K
VFC icon
98
VF Corp
VFC
$5.63B
$1.35M 0.24%
15,139
+434
+3% +$37.1K
IBM icon
99
IBM
IBM
$211B
$1.34M 0.23%
9,659
+272
+3% +$36.7K
TEL icon
100
TE Connectivity
TEL
$59.6B
$1.33M 0.23%
14,300
-3,912
-21% -$360K
2 3
4
5 6

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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.