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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPT
876
DELISTED
Liberty Property Trust
LPT
– –
-53
Closed -$1K
ACHN
877
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-400
Closed -$3K
CPL
878
DELISTED
CPFL Energia S.A.
CPL
– –
-951
Closed -$11K
MDR
879
DELISTED
McDermott International
MDR
– –
-167
Closed -$2K
SRCI
880
DELISTED
SRC Energy Inc
SRCI
– –
-5,400
Closed -$61K
STI
881
DELISTED
SunTrust Banks, Inc.
STI
– –
-120
Closed -$5K
SEMG
882
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-500
Closed -$39K
VIAB
883
DELISTED
Viacom Inc. Class B
VIAB
– –
-16
Closed -$1K
SDT
884
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
– –
-300
Closed -$1K
AREX
885
DELISTED
Approach Resources Inc.
AREX
– –
-2,000
Closed -$13K
BPL
886
DELISTED
Buckeye Partners, L.P.
BPL
– –
-500
Closed -$36K
SFLY
887
DELISTED
Shutterfly, Inc.
SFLY
– –
-500
Closed -$23K
BT
888
DELISTED
BT Group plc (ADR)
BT
– –
-88
Closed -$3K
APC
889
DELISTED
Anadarko Petroleum
APC
– –
-668
Closed -$52K
DATA
890
DELISTED
Tableau Software, Inc.
DATA
– –
-1,500
Closed -$172K
ANDX
891
DELISTED
Andeavor Logistics LP
ANDX
– –
-200
Closed -$11K
AMID
892
DELISTED
American Midstream Partners, LP
AMID
– –
-1,300
Closed -$20K
GM.WS.B
893
DELISTED
General Motors Company
GM.WS.B
– –
-6
Closed –
LLL
894
DELISTED
L3 Technologies, Inc.
LLL
– –
-25
Closed -$2K
LGCY
895
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-5,700
Closed -$48K
EMES
896
DELISTED
Emerge Energy Services LP
EMES
– –
-5,630
Closed -$203K
FRSH
897
DELISTED
Papa Murphy's Holdings, Inc
FRSH
– –
-100
Closed -$2K
WFT
898
DELISTED
Weatherford International plc
WFT
– –
-100
Closed -$1K
HZNP
899
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-1,300
Closed -$45K
IDTI
900
DELISTED
Integrated Device Technology I
IDTI
– –
-2,128
Closed -$46K
34 35
36
37 38

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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.