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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEGI icon
726
iShares MSCI Agriculture Producers ETF
VEGI
$148M
– –
-150
Closed -$4K
VGK icon
727
Vanguard FTSE Europe ETF
VGK
$30.7B
– –
-113
Closed -$6K
VGT icon
728
Vanguard Information Technology ETF
VGT
$139B
– –
-72
Closed –
VIG icon
729
Vanguard Dividend Appreciation ETF
VIG
$111B
– –
-366
Closed -$28K
VIOV icon
730
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
– –
-2,482
Closed -$126K
VIS icon
731
Vanguard Industrials ETF
VIS
$8.1B
– –
-50
Closed -$5K
VLO icon
732
Valero Energy
VLO
$90.1B
– –
-467
Closed -$29K
VNQ icon
733
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-1,961
Closed -$146K
VNQI icon
734
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
– –
-2,383
Closed -$132K
VO icon
735
Vanguard Morningstar Mid-Cap ETF
VO
$106B
– –
-312
Closed -$9K
VOD icon
736
Vodafone
VOD
$36.3B
– –
-975
Closed -$35K
VOO icon
737
Vanguard S&P 500 ETF
VOO
$979B
– –
-30
Closed -$5K
VOT icon
738
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
– –
-1,575
Closed -$167K
VOYA icon
739
Voya Financial
VOYA
$9.01B
– –
-2,000
Closed -$92K
VPL icon
740
Vanguard FTSE Pacific ETF
VPL
$8.08B
– –
-91
Closed -$5K
VPU
741
Vanguard Utilities ETF
VPU
$8.46B
– –
-122
Closed -$10K
VTI icon
742
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
– –
-1,062
Closed -$113K
VTR icon
743
Ventas
VTR
$48B
– –
-31
Closed -$2K
VV icon
744
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
– –
-1,691
Closed -$160K
VWO icon
745
Vanguard FTSE Emerging Markets ETF
VWO
$121B
– –
-1,648
Closed -$67K
VYM icon
746
Vanguard High Dividend Yield ETF
VYM
$80.9B
– –
-1,070
Closed -$72K
WBA
747
DELISTED
Walgreens Boots Alliance
WBA
– –
-450
Closed -$37K
WBD icon
748
Warner Bros
WBD
$65.9B
– –
-1,850
Closed -$61K
WCC
749
WESCO International
WCC
$16.7B
– –
-300
Closed -$20K
WEC icon
750
WEC Energy
WEC
$35.7B
– –
-1,291
Closed -$58K
28 29
30
31 32

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BA
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HIH
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IRF
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.