B. Riley Wealth Management’s Vanguard S&P Small-Cap 600 Value ETF VIOV Stock Holding History

B. Riley Wealth Management’s Portfolio VIOV Stock Details VIOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,482	Closed	-$126K	–	730
2015 Q2	$126K	Hold	2,482	–	–	0.1%	238
2015 Q1	$127K	Hold	2,482	–	–	0.1%	246
2014 Q4	$125K	Hold	2,482	–	–	0.1%	231
2014 Q3	$115K	Hold	2,482	–	–	0.09%	274
2014 Q2	$123K	Buy	+2,482	New	+$120K	0.08%	308

Other funds holding VIOV

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

PFM

Phillips Financial Management Fort Wayne, Indiana $1.38B AUM 13.67% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Wealth Architects Mountain View, California $1.27B AUM 36.93% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

B. Riley Wealth Management's VIOV Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Vanguard S&P Small-Cap 600 Value ETF (VIOV) in Q3 2015, closing a stake of 2,482 shares — an estimated $126K sold.

B. Riley Wealth Management first reported a position in VIOV in Q2 2014 and held it in 5 quarters. The position peaked at $127K in Q1 2015. 24 funds tracked by Wall St. Rank hold VIOV as of Q3 2015.

B. Riley Wealth Management reported no remaining Vanguard S&P Small-Cap 600 Value ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 2,482 Vanguard S&P Small-Cap 600 Value ETF shares in Q3 2015, an estimated $126K.
B. Riley Wealth Management first reported a position in Vanguard S&P Small-Cap 600 Value ETF in Q2 2014 and held it in 5 quarters.
B. Riley Wealth Management's Vanguard S&P Small-Cap 600 Value ETF position peaked at $127K in Q1 2015.
24 funds tracked by Wall St. Rank held Vanguard S&P Small-Cap 600 Value ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.