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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
51
Union Pacific
UNP
$176B
$6.1M 0.47%
22,340
+136
+0.6% +$34.3K
IWR icon
52
iShares Russell Mid-Cap ETF
IWR
$57B
$6.08M 0.47%
77,903
-1,759
-2% -$135K
MINT icon
53
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$5.97M 0.46%
59,593
+38,371
+181% +$3.87M
GLD icon
54
SPDR Gold Trust
GLD
$138B
$5.9M 0.45%
32,652
-11,989
-27% -$2.1M
BA icon
55
Boeing
BA
$190B
$5.76M 0.44%
30,095
-8,720
-22% -$1.75M
PDBC icon
56
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.21B
$5.66M 0.44%
+320,918
New +$5.17M
VB icon
57
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$5.64M 0.43%
26,522
+2,568
+11% +$541K
MMP
58
DELISTED
Magellan Midstream Partners, L.P.
MMP
$5.61M 0.43%
114,234
-1,817
-2% -$87.9K
RDVY icon
59
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$5.57M 0.43%
113,683
+21,999
+24% +$1.1M
PG icon
60
Procter & Gamble
PG
$341B
$5.44M 0.42%
35,575
-2,134
-6% -$334K
FPE icon
61
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$5.33M 0.41%
280,189
-96,849
-26% -$1.89M
CSX icon
62
CSX Corp
CSX
$94.7B
$5.29M 0.41%
141,113
+112
+0.1% +$3.96K
VNQ icon
63
Vanguard Real Estate ETF
VNQ
$39.2B
$5.22M 0.4%
48,199
-3,406
-7% -$360K
WM icon
64
Waste Management
WM
$89.7B
$5.17M 0.4%
32,644
+881
+3% +$134K
VOO icon
65
Vanguard S&P 500 ETF
VOO
$1.01T
$5.12M 0.39%
12,331
-3,654
-23% -$1.5M
IEMG icon
66
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$4.84M 0.37%
87,049
-31,904
-27% -$1.84M
BHK icon
67
BlackRock Core Bond Trust
BHK
$654M
$4.79M 0.37%
368,364
+89,414
+32% +$1.24M
LMBS icon
68
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$4.72M 0.36%
96,500
-12,049
-11% -$597K
TSLA icon
69
Tesla
TSLA
$1.27T
$4.72M 0.36%
13,128
-156
-1% -$48.6K
DIA icon
70
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
$4.67M 0.36%
13,469
+2,016
+18% +$699K
RSP icon
71
Invesco S&P 500 Equal Weight ETF
RSP
$99.3B
$4.61M 0.36%
29,236
+4,195
+17% +$654K
TGT icon
72
Target
TGT
$67.1B
$4.57M 0.35%
21,517
-936
-4% -$203K
ET icon
73
Energy Transfer Partners
ET
$70B
$4.37M 0.34%
390,437
-545
-0.1% -$5.4K
ENB icon
74
Enbridge
ENB
$113B
$4.33M 0.33%
93,959
-180
-0.2% -$7.71K
LLY icon
75
Eli Lilly
LLY
$1.04T
$4.33M 0.33%
15,104
-121
-0.8% -$31.1K
1 2
3
4 5

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PGF
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SM
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BA
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HIH
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IRF
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.