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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNNT
51
Pennant Park Investment Corp
PNNT
$215M
$2.7M 0.47%
430,698
+7,805
+2% +$49.9K
FTCS icon
52
First Trust Capital Strength ETF
FTCS
$7.91B
$2.66M 0.46%
46,884
-5,026
-10% -$286K
PFF icon
53
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.66M 0.46%
70,920
-131
-0.2% -$4.87K
IHI icon
54
iShares US Medical Devices ETF
IHI
$3.13B
$2.64M 0.46%
64,032
+33,558
+110% +$1.37M
DWM icon
55
WisdomTree International Equity Fund
DWM
$679M
$2.49M 0.43%
50,120
-12,839
-20% -$636K
NKE icon
56
Nike
NKE
$61.9B
$2.48M 0.43%
26,409
-128
-0.5% -$11K
LDUR icon
57
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$2.41M 0.42%
24,015
+1,090
+5% +$109K
T icon
58
AT&T
T
$159B
$2.4M 0.42%
83,862
+17,336
+26% +$459K
DOCU
59
DocuSign
DOCU
$10.5B
$2.39M 0.42%
38,650
-2,560
-6% -$134K
UNP icon
60
Union Pacific
UNP
$174B
$2.39M 0.42%
14,730
-33
-0.2% -$5.55K
JPM icon
61
JPMorgan Chase
JPM
$935B
$2.36M 0.41%
20,022
+3,925
+24% +$444K
INTC icon
62
Intel
INTC
$455B
$2.35M 0.41%
45,618
+79
+0.2% +$3.88K
ROP icon
63
Roper Technologies
ROP
$38.8B
$2.26M 0.39%
6,327
+13
+0.2% +$4.72K
SPLK
64
DELISTED
Splunk Inc
SPLK
$2.11M 0.37%
17,890
+5
+0% +$624
JMBS icon
65
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$2.11M 0.37%
40,160
+3,107
+8% +$162K
GLD icon
66
SPDR Gold Trust
GLD
$131B
$2.1M 0.37%
15,105
+7,086
+88% +$985K
VBR icon
67
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$2.08M 0.36%
16,141
-2,625
-14% -$336K
IEF icon
68
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$2.04M 0.36%
18,092
+360
+2% +$40.2K
ALTG icon
69
Alta Equipment Group
ALTG
$214M
$2M 0.35%
201,664
– –
UNH icon
70
UnitedHealth
UNH
$376B
$1.99M 0.35%
9,169
-399
-4% -$96.3K
RSG icon
71
Republic Services
RSG
$64.8B
$1.95M 0.34%
22,561
-257
-1% -$22.6K
LDP icon
72
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.92M 0.34%
75,040
+1,500
+2% +$37.8K
PCI
73
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.88M 0.33%
76,971
+16,201
+27% +$392K
IMCG icon
74
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$1.85M 0.32%
+45,588
New +$1.9M
SLB icon
75
SLB Ltd
SLB
$73.6B
$1.83M 0.32%
53,478
-2,244
-4% -$82K
1 2
3
4 5

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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.