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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
626
Albemarle
ALB
$15.5B
– –
-1,110
Closed -$259K
APO icon
627
Apollo Global Management
APO
$73.4B
– –
-2,786
Closed -$202K
BNTX icon
628
BioNTech
BNTX
$23.5B
– –
-831
Closed -$214K
BSV icon
629
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-6,456
Closed -$522K
CDNS icon
630
Cadence Design Systems
CDNS
$93.4B
– –
-1,687
Closed -$314K
CG icon
631
Carlyle Group
CG
$17.2B
– –
-3,942
Closed -$216K
CHWY icon
632
Chewy
CHWY
$9.63B
– –
-3,988
Closed -$235K
CL icon
633
Colgate-Palmolive
CL
$74.4B
– –
-2,722
Closed -$232K
GPGI
634
GPGI Inc
GPGI
$4.35B
– –
-48,160
Closed -$328K
CVNA icon
635
Carvana
CVNA
$77.9B
– –
-7,595
Closed -$352K
DBC icon
636
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
– –
-366,122
Closed -$7.61M
DBRG icon
637
DigitalBridge
DBRG
$2.95B
– –
-3,112
Closed -$104K
DERM icon
638
Journey Medical
DERM
$177M
– –
-15,000
Closed -$81K
DKS icon
639
Dick's Sporting Goods
DKS
$18.7B
– –
-4,916
Closed -$565K
DXCM icon
640
DexCom
DXCM
$32B
– –
-2,376
Closed -$319K
EEM icon
641
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-4,157
Closed -$203K
FAAR icon
642
First Trust Alternative Absolute Return Strategy ETF
FAAR
$189M
– –
-44,131
Closed -$1.27M
FDUS icon
643
Fidus Investment
FDUS
$772M
– –
-11,500
Closed -$207K
FIS icon
644
Fidelity National Information Services
FIS
$22.1B
– –
-3,962
Closed -$432K
FIXD icon
645
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
– –
-12,679
Closed -$675K
FLOT icon
646
iShares Floating Rate Bond ETF
FLOT
$10.3B
– –
-4,228
Closed -$237K
FLRN icon
647
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
– –
-16,877
Closed -$503K
FPXI icon
648
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$297M
– –
-5,202
Closed -$300K
FTCS icon
649
First Trust Capital Strength ETF
FTCS
$7.95B
– –
-4,019
Closed -$340K
GDL
650
GDL Fund
GDL
$92.1M
– –
-11,933
Closed -$107K
24 25
26
27 28

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BA
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HIH
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.