BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.47%
This Quarter Est. Return
1 Year Est. Return
+3.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
721
New
Increased
Reduced
Closed

Top Buys

1
+$6.43M
2
+$5.66M
3
+$3.84M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.66M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.65M

Top Sells

1
+$16M
2
+$15.5M
3
+$11.3M
4
JPM icon
JPMorgan Chase
JPM
+$11.3M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
626
Albemarle
ALB
$15.1B
– –
-1,110
APO icon
627
Apollo Global Management
APO
$76.7B
– –
-2,786
BNTX icon
628
BioNTech
BNTX
$23.1B
– –
-831
BSV icon
629
Vanguard Short-Term Bond ETF
BSV
$39.2B
– –
-6,456
CDNS icon
630
Cadence Design Systems
CDNS
$86.5B
– –
-1,687
CG icon
631
Carlyle Group
CG
$19.5B
– –
-3,942
CHWY icon
632
Chewy
CHWY
$13.9B
– –
-3,988
CL icon
633
Colgate-Palmolive
CL
$63.5B
– –
-2,722
CMPO icon
634
CompoSecure Inc
CMPO
$2.51B
– –
-48,160
CVNA icon
635
Carvana
CVNA
$54B
– –
-1,519
DBC icon
636
Invesco DB Commodity Index Tracking Fund
DBC
$1.26B
– –
-366,122
DBRG icon
637
DigitalBridge
DBRG
$1.74B
– –
-3,112
DERM icon
638
Journey Medical
DERM
$201M
– –
-15,000
DKS icon
639
Dick's Sporting Goods
DKS
$18.8B
– –
-4,916
DXCM icon
640
DexCom
DXCM
$25.1B
– –
-2,376
EEM icon
641
iShares MSCI Emerging Markets ETF
EEM
$20.6B
– –
-4,157
FAAR icon
642
First Trust Alternative Absolute Return Strategy ETF
FAAR
$132M
– –
-44,131
FDUS icon
643
Fidus Investment
FDUS
$717M
– –
-11,500
FIS icon
644
Fidelity National Information Services
FIS
$34.6B
– –
-3,962
FIXD icon
645
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.42B
– –
-12,679
FLOT icon
646
iShares Floating Rate Bond ETF
FLOT
$8.95B
– –
-4,228
FLRN icon
647
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.65B
– –
-16,877
FPXI icon
648
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$151M
– –
-5,202
FTCS icon
649
First Trust Capital Strength ETF
FTCS
$8.17B
– –
-4,019
GDL
650
GDL Fund
GDL
$94.8M
– –
-11,933
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