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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.28%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$856M
AUM Growth
+$80.9M
Cap. Flow
+$93.9M
Cap. Flow %
10.97%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$22.9M
2
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$16.1M
3
VZ icon
Verizon
VZ
+$13.3M
4
V icon
Visa
V
+$9.92M
5
GLD icon
SPDR Gold Trust
GLD
+$9.37M

Top Sells

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.14M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$6.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$6.33M

Sector Composition

Rank Sector Weight
1 Technology 11.75%
2 Healthcare 8.43%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONO icon
476
Sonos
SONO
$1.85B
– –
-112,210
Closed -$2.63M
SPLV icon
477
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
– –
-3,563
Closed -$200K
NSLR
478
Neostellar Capital Corp
NSLR
$254M
– –
-17,160
Closed -$189K
STNG icon
479
Scorpio Tankers
STNG
$3.81B
– –
-14,347
Closed -$161K
TLS icon
480
Telos
TLS
$358M
– –
-6,800
Closed -$224K
TURN
481
DELISTED
180 Degree Capital
TURN
– –
-3,333
Closed -$22K
TXMD icon
482
TherapeuticsMD
TXMD
$24M
– –
-355
Closed -$21K
CCEC
483
Capital Clean Energy Carriers
CCEC
$1.35B
– –
-10,000
Closed -$81K
AIF
484
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-12,226
Closed -$177K
AFT
485
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-34,927
Closed -$503K
NTG
486
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-18,745
Closed -$386K
FTCH
487
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-3,203
Closed -$204K
CCV.U
488
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
– –
-10,000
Closed -$105K
GER
489
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-26,001
Closed -$198K
MNTV
490
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-45,000
Closed -$1.15M
HCARU
491
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
– –
-42,857
Closed -$438K
SUNS
492
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-263,909
Closed -$3.82M
AJAX.WS
493
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
– –
-10,000
Closed -$33K
SAIIU
494
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
– –
-10,000
Closed -$107K
SAII
495
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-562,500
Closed -$3.98M
CHFW.U
496
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
– –
-11,000
Closed -$115K
WORK
497
DELISTED
Slack Technologies, Inc.
WORK
– –
-9,175
Closed -$388K
IACA.WS
498
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
– –
-10,000
Closed -$36K
GWPH
499
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-3,689
Closed -$426K
TCP
500
DELISTED
TC Pipelines LP
TCP
– –
-27,385
Closed -$806K
17 18 19
20
21

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B. Riley Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, B. Riley Wealth Management held 504 positions worth $856M, up 10% from $775M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Management deployed $93.9M of net new capital in Q1 2021, opening 119 new positions and adding to 139 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $14.6M trimmed.

  • B. Riley Wealth Management's largest Q1 2021 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q1 2021, an estimated $22.9M increase.
  • B. Riley Wealth Management's biggest Q1 2021 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $14.6M.
  • B. Riley Wealth Management fully exited PIMCO Enhanced Low Duration Active Exchange-Traded Fund in Q1 2021, selling an estimated $9.32M.
  • B. Riley Wealth Management's ten largest holdings make up 24% of its $856M portfolio in Q1 2021.
  • B. Riley Wealth Management opened 119 new positions and closed 72 in Q1 2021.
  • B. Riley Wealth Management's portfolio value rose 10% quarter-over-quarter to $856M.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.