BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
+4.28%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$856M
AUM Growth
+$856M
Cap. Flow
+$70.4M
Cap. Flow %
8.23%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$16.2M
2
VZ icon
Verizon
VZ
$11.1M
3
V icon
Visa
V
$9.98M
4
GLD icon
SPDR Gold Trust
GLD
$8.92M
5
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
$7.33M

Top Sells

1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.11M
4
EWX icon
SPDR S&P Emerging Markets Small Cap ETF
EWX
$6.61M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$6.33M

Sector Composition

1 Technology 11.75%
2 Healthcare 8.44%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SONO icon
476
Sonos
SONO
$1.7B
– –
-112,210
Closed -$2.63M
SPLV icon
477
Invesco S&P 500 Low Volatility ETF
SPLV
$7.97B
– –
-3,563
Closed -$200K
SSSS icon
478
SuRo Capital
SSSS
$207M
– –
-17,160
Closed -$189K
STNG icon
479
Scorpio Tankers
STNG
$2.64B
– –
-14,347
Closed -$161K
TLS icon
480
Telos
TLS
$470M
– –
-6,800
Closed -$224K
TURN
481
180 Degree Capital
TURN
$47.5M
– –
-3,333
Closed -$22K
TXMD icon
482
TherapeuticsMD
TXMD
$12.8M
– –
-355
Closed -$21K
CCEC
483
Capital Clean Energy Carriers Corp. Common Share
CCEC
$1.24B
– –
-10,000
Closed -$81K
AIF
484
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-12,226
Closed -$177K
AFT
485
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-34,927
Closed -$503K
NTG
486
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-18,745
Closed -$386K
FTCH
487
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-3,203
Closed -$204K
CCV.U
488
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
– –
-10,000
Closed -$105K
GER
489
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-26,001
Closed -$198K
MNTV
490
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-45,000
Closed -$1.15M
HCARU
491
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
– –
-42,857
Closed -$438K
SUNS
492
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-263,909
Closed -$3.82M
AJAX.WS
493
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
– –
-10,000
Closed -$33K
SAIIU
494
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
– –
-10,000
Closed -$107K
SAII
495
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-562,500
Closed -$3.99M
CHFW.U
496
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
– –
-11,000
Closed -$115K
WORK
497
DELISTED
Slack Technologies, Inc.
WORK
– –
-9,175
Closed -$388K
IACA.WS
498
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
– –
-10,000
Closed -$36K
GWPH
499
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-3,689
Closed -$426K
TCP
500
DELISTED
TC Pipelines LP
TCP
– –
-27,385
Closed -$806K
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