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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
26
UnitedHealth
UNH
$376B
$11.3M 0.79%
22,601
+811
+4% +$367K
GOOG icon
27
Alphabet (Google) Class C
GOOG
$4.36T
$10.7M 0.74%
74,260
+7,120
+11% +$1.03M
IWP icon
28
iShares Russell Mid-Cap Growth ETF
IWP
$19.7B
$10.6M 0.74%
92,113
+3,190
+4% +$372K
NEE icon
29
NextEra Energy
NEE
$181B
$10.5M 0.73%
112,583
-138
-0.1% -$11.9K
VZ icon
30
Verizon
VZ
$195B
$9.8M 0.68%
195,481
-41,205
-17% -$2.15M
EFG icon
31
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$9.71M 0.67%
88,030
+2,660
+3% +$291K
EPD icon
32
Enterprise Products Partners
EPD
$82.3B
$9.64M 0.67%
439,063
+30,420
+7% +$682K
MA icon
33
Mastercard
MA
$502B
$9.14M 0.63%
25,440
-7
-0% -$2.42K
JNJ icon
34
Johnson & Johnson
JNJ
$618B
$9.09M 0.63%
53,161
-1,059
-2% -$173K
MRK icon
35
Merck
MRK
$322B
$8.69M 0.6%
113,437
-26,185
-19% -$2.09M
NKE icon
36
Nike
NKE
$61.9B
$8.46M 0.59%
50,731
+486
+1% +$80.2K
VBK icon
37
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$8.11M 0.56%
28,790
+919
+3% +$264K
BMY icon
38
Bristol-Myers Squibb
BMY
$133B
$8.07M 0.56%
129,361
+4,628
+4% +$271K
ONEQ icon
39
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.4B
$8M 0.55%
131,401
-1,330
-1% -$79.7K
BA icon
40
Boeing
BA
$171B
$7.81M 0.54%
38,815
+7,622
+24% +$1.61M
FPE icon
41
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$7.66M 0.53%
377,038
-9,971
-3% -$203K
GLD icon
42
SPDR Gold Trust
GLD
$131B
$7.63M 0.53%
44,641
-6,914
-13% -$1.16M
DBC icon
43
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$7.61M 0.53%
366,122
+12,111
+3% +$253K
DUK icon
44
Duke Energy
DUK
$97.8B
$7.59M 0.53%
72,377
+829
+1% +$84K
CWB icon
45
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$7.5M 0.52%
90,399
+1,059
+1% +$90.7K
WMT icon
46
Walmart Inc
WMT
$885B
$7.49M 0.52%
155,256
+10,068
+7% +$481K
PEP icon
47
PepsiCo
PEP
$190B
$7.17M 0.5%
41,271
-182
-0.4% -$29.7K
IEMG icon
48
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$7.12M 0.49%
118,953
+3,499
+3% +$216K
XOM icon
49
ExxonMobil
XOM
$644B
$7.07M 0.49%
115,519
+3,417
+3% +$214K
VOO icon
50
Vanguard S&P 500 ETF
VOO
$979B
$6.98M 0.48%
15,985
+367
+2% +$155K
1
2
3 4 5

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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.