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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTHR icon
26
Vanguard Russell 3000 ETF
VTHR
$4.85B
$7.59M 0.9%
+49,877
New +$7.5M
COST icon
27
Costco
COST
$419B
$7.53M 0.89%
21,204
+2,531
+14% +$851K
ABBV icon
28
AbbVie
ABBV
$439B
$7.46M 0.88%
85,182
+15,838
+23% +$1.49M
FVD icon
29
First Trust Value Line Dividend Fund
FVD
$8.39B
$7.31M 0.86%
232,278
+73,099
+46% +$2.32M
EWX icon
30
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$686M
$7.22M 0.85%
162,670
+28,062
+21% +$1.25M
HON icon
31
Honeywell
HON
$78.9B
$6.97M 0.82%
44,926
-17,181
-28% -$2.55M
DUK icon
32
Duke Energy
DUK
$96B
$6.92M 0.82%
78,097
+13,556
+21% +$1.12M
BMY icon
33
Bristol-Myers Squibb
BMY
$130B
$6.64M 0.78%
110,062
-10,021
-8% -$603K
UNH icon
34
UnitedHealth
UNH
$372B
$6.61M 0.78%
21,208
+2,951
+16% +$906K
D icon
35
Dominion Energy
D
$60.2B
$6.25M 0.74%
79,191
-428
-0.5% -$33.6K
PFE icon
36
Pfizer
PFE
$145B
$6.21M 0.73%
178,420
-79,367
-31% -$2.78M
ONEQ icon
37
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$6.18M 0.73%
142,490
-2,250
-2% -$95.8K
FLOT icon
38
iShares Floating Rate Bond ETF
FLOT
$10.3B
$6.03M 0.71%
+112,735
New +$5.71M
CWB icon
39
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.76B
$5.8M 0.68%
84,232
+9,167
+12% +$608K
XOM icon
40
ExxonMobil
XOM
$632B
$5.59M 0.66%
162,913
+33,825
+26% +$1.38M
BA icon
41
Boeing
BA
$188B
$5.54M 0.65%
33,541
+9,741
+41% +$1.66M
NVDA icon
42
NVIDIA
NVDA
$5.33T
$5.52M 0.65%
408,240
+260,200
+176% +$3.03M
PYPL icon
43
PayPal
PYPL
$50.3B
$5.4M 0.64%
27,396
+7,384
+37% +$1.39M
LMBS icon
44
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$5.35M 0.63%
103,456
+82,806
+401% +$4.28M
FPE icon
45
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$5.31M 0.63%
+276,990
New +$5.29M
EPD icon
46
Enterprise Products Partners
EPD
$81.5B
$5.17M 0.61%
327,108
-130,609
-29% -$2.29M
GOOG icon
47
Alphabet (Google) Class C
GOOG
$4.64T
$5.15M 0.61%
70,120
+24,900
+55% +$1.9M
ZM icon
48
Zoom
ZM
$29.5B
$4.97M 0.59%
10,564
+225
+2% +$72K
GLD icon
49
SPDR Gold Trust
GLD
$137B
$4.95M 0.58%
27,952
+10,421
+59% +$1.87M
DIA icon
50
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$47B
$4.83M 0.57%
17,411
+6,052
+53% +$1.65M
1
2
3 4 5

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B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.