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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$651K
AUM Growth
-$576M
Cap. Flow
-$6.78M
Cap. Flow %
-1,042.19%
Top 10 Hldgs %
32.66%
Holding
450
New
53
Increased
120
Reduced
182
Closed
55

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$3.55M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$2.86M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$2.02M
5
ALTG icon
Alta Equipment Group
ALTG
+$1.97M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$3.42M
2
GLD icon
SPDR Gold Trust
GLD
+$1.73M
3
VTV icon
Vanguard Value ETF
VTV
+$1.52M
4
HON icon
Honeywell
HON
+$1.51M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 8.01%
2 Consumer Discretionary 4.49%
3 Financials 3.81%
4 Energy 3.49%
5 Healthcare 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
26
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$5.25K 0.81%
270,707
+119,682
+79% +$2.3M
VBK icon
27
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$5.17K 0.8%
27,790
+1,012
+4% +$184K
META icon
28
Meta Platforms (Facebook)
META
$1.51T
$5.14K 0.79%
26,610
-5,295
-17% -$967K
EWX icon
29
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$658M
$4.76K 0.73%
106,520
+4,594
+5% +$203K
SUNS
30
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.3K 0.66%
270,028
-7,475
-3% -$125K
RSP icon
31
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
$4.23K 0.65%
39,203
-8,471
-18% -$897K
VO icon
32
Vanguard Mid-Cap ETF
VO
$107B
$4.18K 0.64%
100,016
-4,496
-4% -$184K
IWY icon
33
iShares Russell Top 200 Growth ETF
IWY
$15.6B
$4.04K 0.62%
47,071
-12,062
-20% -$1.01M
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$657B
$3.93K 0.6%
26,176
+1,598
+7% +$235K
VCIT icon
35
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$3.81K 0.59%
42,450
-1,425
-3% -$125K
JNJ icon
36
Johnson & Johnson
JNJ
$645B
$3.8K 0.58%
27,268
+424
+2% +$58.7K
VB icon
37
Vanguard Small-Cap ETF
VB
$80.2B
$3.76K 0.58%
23,983
+1,326
+6% +$205K
WMT icon
38
Walmart Inc
WMT
$903B
$3.67K 0.56%
99,615
+2,634
+3% +$90.8K
JPST icon
39
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$3.56K 0.55%
70,610
+7,200
+11% +$363K
VZ icon
40
Verizon
VZ
$202B
$3.35K 0.51%
58,662
-8,738
-13% -$503K
DVY icon
41
iShares Select Dividend ETF
DVY
$24.1B
$3.26K 0.5%
32,741
-4,604
-12% -$454K
DWM icon
42
WisdomTree International Equity Fund
DWM
$671M
$3.21K 0.49%
62,959
+725
+1% +$36.9K
EPD icon
43
Enterprise Products Partners
EPD
$83.3B
$3.08K 0.47%
106,498
+4,455
+4% +$128K
HON icon
44
Honeywell
HON
$78.7B
$3.04K 0.47%
18,460
-9,462
-34% -$1.51M
TMO icon
45
Thermo Fisher Scientific
TMO
$213B
$2.96K 0.46%
10,083
+135
+1% +$37.2K
FTCS icon
46
First Trust Capital Strength ETF
FTCS
$8.03B
$2.93K 0.45%
+51,910
New +$2.86M
GOOGL icon
47
Alphabet (Google) Class A
GOOGL
$4.1T
$2.84K 0.44%
52,480
-22,020
-30% -$1.27M
VWO icon
48
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.84K 0.44%
66,758
-8,120
-11% -$342K
VEA icon
49
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.82K 0.43%
67,621
-14,649
-18% -$604K
PNNT
50
Pennant Park Investment Corp
PNNT
$221M
$2.67K 0.41%
422,893
-6,656
-2% -$44.8K
1
2
3 4 5

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B. Riley Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, B. Riley Wealth Management held 450 positions worth $651K, down 100% from $577M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

B. Riley Wealth Management withdrew a net $6.78M in Q2 2019, closing 55 positions and reducing 182 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $3.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, B. Riley Wealth Management opened a new position in First Trust Capital Strength ETF worth $2.93K.

  • B. Riley Wealth Management's largest Q2 2019 buy was First Trust Capital Strength ETF: 51,910 shares worth $2.93K.
  • B. Riley Wealth Management added most to ExxonMobil in Q2 2019, an estimated $3.55M increase.
  • B. Riley Wealth Management's biggest Q2 2019 reduction was SPDR Gold Trust, cutting an estimated $1.73M.
  • B. Riley Wealth Management fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2019, selling an estimated $3.42M.
  • B. Riley Wealth Management's ten largest holdings make up 33% of its $651K portfolio in Q2 2019.
  • B. Riley Wealth Management opened 53 new positions and closed 55 in Q2 2019.
  • B. Riley Wealth Management's portfolio value fell 100% quarter-over-quarter to $651K.

Based on B. Riley Wealth Management's 13F filing for Q2 2019, filed 14 Aug 2019.