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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+12.3%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$577M
AUM Growth
+$99.8M
Cap. Flow
+$45.4M
Cap. Flow %
7.87%
Top 10 Hldgs %
25.89%
Holding
446
New
97
Increased
162
Reduced
108
Closed
49

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.77M
2
HD icon
Home Depot
HD
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.91M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.88M
5
GLD icon
SPDR Gold Trust
GLD
+$1.88M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$9.65M
2
CLVT icon
Clarivate
CLVT
+$1.81M
3
BAC icon
Bank of America
BAC
+$1.77M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$1.55M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 8.75%
2 Consumer Discretionary 5.04%
3 Communication Services 4.46%
4 Healthcare 3.81%
5 Financials 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWY icon
26
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$4.86M 0.84%
59,133
+15,721
+36% +$1.23M
VBK icon
27
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$4.81M 0.83%
26,778
+2,155
+9% +$370K
V icon
28
Visa
V
$673B
$4.81M 0.83%
30,801
+1,682
+6% +$242K
SUNS
29
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.76M 0.83%
277,503
+145
+0.1% +$2.42K
EWX icon
30
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$648M
$4.54M 0.79%
101,926
-35,468
-26% -$1.55M
GOOGL icon
31
Alphabet (Google) Class A
GOOGL
$4.08T
$4.38M 0.76%
74,500
+5,000
+7% +$282K
VO icon
32
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$4.2M 0.73%
104,512
+1,104
+1% +$42.5K
HON icon
33
Honeywell
HON
$76.7B
$4.18M 0.73%
27,922
+1,294
+5% +$181K
VZ icon
34
Verizon
VZ
$193B
$3.98M 0.69%
67,400
+4,233
+7% +$240K
VCIT icon
35
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$3.81M 0.66%
43,875
+836
+2% +$70.9K
JNJ icon
36
Johnson & Johnson
JNJ
$617B
$3.75M 0.65%
26,844
-368
-1% -$49.3K
DVY icon
37
iShares Select Dividend ETF
DVY
$23.6B
$3.67M 0.64%
37,345
+10,527
+39% +$1.01M
VTI icon
38
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
$3.56M 0.62%
24,578
+622
+3% +$86.8K
VB icon
39
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$3.46M 0.6%
22,657
+1,080
+5% +$161K
MDY icon
40
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$3.42M 0.59%
9,905
+3,128
+46% +$1.05M
VEA icon
41
Vanguard FTSE Developed Markets ETF
VEA
$230B
$3.36M 0.58%
82,270
-9,152
-10% -$366K
JPST icon
42
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$3.19M 0.55%
63,410
+13,655
+27% +$686K
VWO icon
43
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.18M 0.55%
74,878
-4,875
-6% -$201K
WMT icon
44
Walmart Inc
WMT
$884B
$3.15M 0.55%
96,981
+9,828
+11% +$319K
DWM icon
45
WisdomTree International Equity Fund
DWM
$681M
$3.15M 0.55%
62,234
+18,828
+43% +$936K
SLB icon
46
SLB Ltd
SLB
$72.6B
$2.99M 0.52%
68,679
+11,653
+20% +$504K
EPD icon
47
Enterprise Products Partners
EPD
$82.5B
$2.97M 0.51%
102,043
+11,963
+13% +$334K
PNNT
48
Pennant Park Investment Corp
PNNT
$217M
$2.97M 0.51%
429,549
+11,015
+3% +$77.5K
INTC icon
49
Intel
INTC
$460B
$2.9M 0.5%
54,030
+649
+1% +$32.9K
FPE icon
50
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$2.88M 0.5%
151,025
+77,520
+105% +$1.45M
1
2
3 4 5

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B. Riley Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Wealth Management held 446 positions worth $577M, up 21% from $477M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $45.4M of net new capital in Q1 2019, opening 97 new positions and adding to 162 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $9.65M trimmed.

  • B. Riley Wealth Management's largest Q1 2019 buy was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.
  • B. Riley Wealth Management added most to Home Depot in Q1 2019, an estimated $2.14M increase.
  • B. Riley Wealth Management's biggest Q1 2019 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $9.65M.
  • B. Riley Wealth Management fully exited Clarivate in Q1 2019, selling an estimated $1.81M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $577M portfolio in Q1 2019.
  • B. Riley Wealth Management opened 97 new positions and closed 49 in Q1 2019.
  • B. Riley Wealth Management's portfolio value rose 21% quarter-over-quarter to $577M.

Based on B. Riley Wealth Management's 13F filing for Q1 2019, filed 17 May 2019.