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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
451
iShares Floating Rate Bond ETF
FLOT
$10.2B
$36K 0.03%
726
+601
+481% +$30.5K
IGIB icon
452
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$36K 0.03%
674
-14
-2% -$768
MINT icon
453
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$36K 0.03%
360
– –
VNOM icon
454
Viper Energy
VNOM
$8.71B
$36K 0.03%
+2,000
New +$38.1K
YUM icon
455
Yum! Brands
YUM
$41.8B
$36K 0.03%
696
-556
-44% -$29K
ALL icon
456
Allstate
ALL
$68B
$35K 0.03%
500
-1,100
-69% -$72.4K
EXAS
457
DELISTED
Exact Sciences
EXAS
$35K 0.03%
1,300
– –
IWC icon
458
iShares Micro-Cap ETF
IWC
$1.44B
$35K 0.03%
465
– –
LNG icon
459
Cheniere Energy
LNG
$55.2B
$35K 0.03%
500
-1,500
-75% -$106K
PEP icon
460
PepsiCo
PEP
$190B
$35K 0.03%
373
-200
-35% -$19.2K
WWAV
461
DELISTED
The WhiteWave Foods Company
WWAV
$35K 0.03%
1,015
+400
+65% +$14.2K
GPC icon
462
Genuine Parts
GPC
$17.1B
$34K 0.03%
324
+2
+0.6% +$196
IWP icon
463
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$34K 0.03%
750
+572
+321% +$25.9K
TGT icon
464
Target
TGT
$65.6B
$34K 0.03%
449
-551
-55% -$37.2K
UTF icon
465
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$34K 0.03%
1,500
– –
SDRL
466
DELISTED
Seadrill Limited Common Stock
SDRL
$34K 0.03%
11
– –
SEP
467
DELISTED
Spectra Engy Parters Lp
SEP
$34K 0.03%
+600
New +$32.5K
ARR
468
Armour Residential REIT
ARR
$2.33B
$33K 0.03%
225
– –
BIIB icon
469
Biogen
BIIB
$30B
$33K 0.03%
100
– –
EFG icon
470
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$33K 0.03%
513
+413
+413% +$27.7K
IYF icon
471
iShares US Financials ETF
IYF
$4.67B
$33K 0.03%
740
– –
LULU icon
472
lululemon athletica
LULU
$13.5B
$33K 0.03%
600
-200
-25% -$9.12K
TGI
473
DELISTED
Triumph Group
TGI
$33K 0.03%
500
– –
PE
474
DELISTED
PARSLEY ENERGY INC
PE
$33K 0.03%
2,100
– –
ESRX
475
DELISTED
Express Scripts Holding Company
ESRX
$33K 0.03%
390
– –
17 18
19
20 21

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.