We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QSR icon
426
Restaurant Brands International
QSR
$25.9B
$357K 0.02%
5,882
-99
-2% -$5.83K
WY icon
427
Weyerhaeuser
WY
$18.5B
$353K 0.02%
8,564
-223
-3% -$8.47K
ZM icon
428
Zoom
ZM
$30.4B
$353K 0.02%
1,920
-255
-12% -$60K
CVNA icon
429
Carvana
CVNA
$77.4B
$352K 0.02%
7,595
-1,010
-12% -$55.6K
UL icon
430
Unilever
UL
$136B
$352K 0.02%
5,821
-1,827
-24% -$109K
PLD icon
431
Prologis
PLD
$133B
$350K 0.02%
+2,079
New +$310K
NPCT icon
432
Nuveen Core Plus Impact Fund
NPCT
$282M
$348K 0.02%
19,000
– –
NVS icon
433
Novartis
NVS
$296B
$346K 0.02%
3,952
+258
+7% +$21.4K
RPM icon
434
RPM International
RPM
$14.9B
$345K 0.02%
3,419
-197
-5% -$17.9K
MQY icon
435
BlackRock MuniYield Quality Fund
MQY
$815M
$343K 0.02%
21,225
– –
NCA icon
436
Nuveen California Municipal Value Fund
NCA
$302M
$342K 0.02%
33,782
– –
NAD icon
437
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$341K 0.02%
21,163
+5,442
+35% +$85.2K
RDS.B
438
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$341K 0.02%
+7,870
New +$355K
FTCS icon
439
First Trust Capital Strength ETF
FTCS
$7.94B
$340K 0.02%
4,019
-200
-5% -$16K
IEI icon
440
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$340K 0.02%
2,645
+88
+3% +$11.4K
XLU icon
441
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$340K 0.02%
9,486
+18
+0.2% +$607
ADM icon
442
Archer Daniels Midland
ADM
$37.1B
$338K 0.02%
5,003
+4
+0.1% +$258
XLRE icon
443
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$338K 0.02%
+6,525
New +$314K
OPI
444
DELISTED
Office Properties Income Trust
OPI
$336K 0.02%
+13,537
New +$348K
PEG icon
445
Public Service Enterprise Group
PEG
$37.7B
$334K 0.02%
5,005
-49
-1% -$3.1K
LECO icon
446
Lincoln Electric
LECO
$15.4B
$331K 0.02%
2,377
+24
+1% +$3.34K
KNG icon
447
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.46B
$330K 0.02%
5,773
+73
+1% +$4.02K
MP icon
448
MP Materials
MP
$9.33B
$330K 0.02%
7,275
-150
-2% -$5.91K
GPGI
449
GPGI Inc
GPGI
$4.28B
$328K 0.02%
+48,160
New +$402K
QQQE icon
450
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
$328K 0.02%
+3,848
New +$331K
16 17
18
19 20

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.