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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANGL icon
376
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$462K 0.03%
14,009
+114
+0.8% +$3.75K
FRA icon
377
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$454K 0.03%
33,800
+9,000
+36% +$122K
USDP
378
DELISTED
USD PARTNERS LP
USDP
$453K 0.03%
85,597
+30,913
+57% +$181K
MAR icon
379
Marriott International
MAR
$92.9B
$451K 0.03%
2,728
+636
+30% +$100K
VMBS icon
380
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$448K 0.03%
8,471
+57
+0.7% +$3.02K
MO icon
381
Altria Group
MO
$114B
$447K 0.03%
9,427
-2,375
-20% -$109K
SDY icon
382
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$442K 0.03%
3,420
+632
+23% +$78.7K
NXC
383
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$440K 0.03%
26,626
– –
UBS icon
384
UBS Group
UBS
$176B
$440K 0.03%
+24,647
New +$434K
ROK icon
385
Rockwell Automation
ROK
$49.1B
$434K 0.03%
1,243
+300
+32% +$99.3K
FIS icon
386
Fidelity National Information Services
FIS
$21.8B
$432K 0.03%
3,962
+148
+4% +$16.7K
TER icon
387
Teradyne
TER
$59.5B
$427K 0.03%
2,611
-247
-9% -$34.7K
VXF icon
388
Vanguard Extended Market ETF
VXF
$31.7B
$424K 0.03%
2,316
+197
+9% +$37K
DOCN icon
389
DigitalOcean
DOCN
$14.8B
$423K 0.03%
5,262
-88
-2% -$8.24K
QED
390
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$422K 0.03%
18,079
-399
-2% -$9.49K
ENPH icon
391
Enphase Energy
ENPH
$5.56B
$419K 0.03%
2,289
-269
-11% -$56.1K
GE icon
392
GE Aerospace
GE
$383B
$419K 0.03%
7,115
-2,108
-23% -$132K
ARKW icon
393
ARK Web x.0 ETF
ARKW
$1.75B
$409K 0.03%
3,452
+79
+2% +$11.2K
PTLC icon
394
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$408K 0.03%
9,450
– –
KMI icon
395
Kinder Morgan
KMI
$69.4B
$404K 0.03%
25,471
+7,122
+39% +$119K
MS icon
396
Morgan Stanley
MS
$337B
$403K 0.03%
4,107
+490
+14% +$48.8K
TVRD
397
Tvardi Therapeutics
TVRD
$23.6M
$399K 0.03%
910
-42
-4% -$21.1K
SPOT icon
398
Spotify
SPOT
$101B
$397K 0.03%
1,698
-90
-5% -$22.5K
LHX icon
399
L3Harris
LHX
$53.6B
$396K 0.03%
1,855
+386
+26% +$85.6K
NVR icon
400
NVR
NVR
$17.1B
$396K 0.03%
67
+2
+3% +$10.6K
14 15
16
17 18

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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.