We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STNG icon
376
Scorpio Tankers
STNG
$3.81B
$167K 0.02%
15,105
+300
+2% +$3.77K
NSLR
377
Neostellar Capital Corp
NSLR
$254M
$164K 0.02%
18,022
-382
-2% -$4K
AIF
378
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$155K 0.02%
+12,226
New +$154K
CHW
379
Calamos Global Dynamic Income Fund
CHW
$545M
$154K 0.02%
+19,000
New +$152K
EMD
380
Western Asset Emerging Markets Debt Fund
EMD
$616M
$149K 0.02%
12,090
+75
+0.6% +$963
EXG icon
381
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$149K 0.02%
20,212
-5,235
-21% -$39.8K
BTZ icon
382
BlackRock Credit Allocation Income Trust
BTZ
$956M
$148K 0.02%
+10,383
New +$145K
KRP icon
383
Kimbell Royalty Partners
KRP
$1.48B
$148K 0.02%
24,191
+6,710
+38% +$54.2K
SDC
384
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$148K 0.02%
+12,670
New +$116K
JHAA
385
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$141K 0.02%
14,952
– –
FSD
386
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$139K 0.02%
+10,010
New +$139K
EAD
387
Allspring Income Opportunities Fund
EAD
$379M
$138K 0.02%
+18,900
New +$140K
CMBT
388
CMB.TECH NV
CMBT
$4.73B
$132K 0.02%
15,000
– –
CADE
389
DELISTED
Cadence Bancorporation
CADE
$132K 0.02%
+15,412
New +$133K
FRA icon
390
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$130K 0.02%
+11,310
New +$130K
ALTG icon
391
Alta Equipment Group
ALTG
$245M
$128K 0.02%
16,300
+1,800
+12% +$14.3K
PAA icon
392
Plains All American Pipeline
PAA
$16.1B
$127K 0.02%
21,284
-5,880
-22% -$43.8K
DCF
393
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$121K 0.01%
14,993
+563
+4% +$4.52K
BRMK
394
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$116K 0.01%
+11,775
New +$113K
AMRN
395
Amarin Corp
AMRN
$303M
$114K 0.01%
+1,358
New +$163K
APTS
396
DELISTED
Preferred Apartment Communities, Inc.
APTS
$111K 0.01%
+20,508
New +$139K
VTA
397
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$92K 0.01%
+10,000
New +$90.8K
BRG
398
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$88K 0.01%
+11,584
New +$86.2K
TXMD icon
399
TherapeuticsMD
TXMD
$24M
$79K 0.01%
995
+200
+25% +$15.9K
VVR icon
400
Invesco Senior Income Trust
VVR
$454M
$71K 0.01%
19,462
+2,800
+17% +$9.99K
14 15
16
17 18

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.