BRWM
FSD

B. Riley Wealth Management’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

B. Riley Wealth Management’s Portfolio FSD Stock Details FSD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-10,010
Closed -$139K – 482
2020
Q3 		$139K Buy
+10,010
New +$139K 0.02% 386

Other funds holding FSD

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
BI
Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
CP
Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

B. Riley Wealth Management's FSD Position: Q4 2020 in Review

B. Riley Wealth Management sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q4 2020, closing a stake of 10,010 shares — an estimated $139K sold.

B. Riley Wealth Management first reported a position in FSD in Q3 2020 and held it in 1 quarter. The position peaked at $139K in Q3 2020. 75 funds tracked by Wall St. Rank hold FSD as of Q4 2020.

  • B. Riley Wealth Management reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q4 2020 after selling out during the quarter.
  • B. Riley Wealth Management sold 10,010 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q4 2020, an estimated $139K.
  • B. Riley Wealth Management first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q3 2020 and held it in 1 quarter.
  • B. Riley Wealth Management's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $139K in Q3 2020.
  • 75 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q4 2020.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.