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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+12.3%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$577M
AUM Growth
+$99.8M
Cap. Flow
+$45.4M
Cap. Flow %
7.87%
Top 10 Hldgs %
25.89%
Holding
446
New
97
Increased
162
Reduced
108
Closed
49

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.77M
2
HD icon
Home Depot
HD
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.91M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.88M
5
GLD icon
SPDR Gold Trust
GLD
+$1.88M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$9.65M
2
CLVT icon
Clarivate
CLVT
+$1.81M
3
BAC icon
Bank of America
BAC
+$1.77M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$1.55M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 8.75%
2 Consumer Discretionary 5.04%
3 Communication Services 4.46%
4 Healthcare 3.81%
5 Financials 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JILL icon
376
J. Jill
JILL
$284M
$110K 0.02%
4,000
-764
-16% -$19.5K
IDN icon
377
Intellicheck
IDN
$79.4M
$104K 0.02%
29,500
-9,750
-25% -$25.4K
FIV
378
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$104K 0.02%
11,878
-1,451
-11% -$12.8K
EXG icon
379
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$103K 0.02%
12,709
+500
+4% +$3.95K
JEMD
380
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$91K 0.02%
10,528
– –
NOK icon
381
Nokia
NOK
$55.7B
$84K 0.01%
+14,674
New +$89.8K
VATE icon
382
INNOVATE Corp
VATE
$107M
$84K 0.01%
3,440
+1,494
+77% +$46.5K
PGEN icon
383
Precigen
PGEN
$2.35B
$78K 0.01%
+14,800
New +$103K
SACH
384
Sachem Capital Corp
SACH
$41.2M
$72K 0.01%
+16,037
New +$68.7K
FRO icon
385
Frontline
FRO
$8.69B
$70K 0.01%
+10,900
New +$64.8K
HCR
386
DELISTED
Hi-Crush Inc. Common Stock
HCR
$57K 0.01%
12,800
+1,000
+8% +$4.18K
OPK icon
387
Opko Health
OPK
$985M
$39K 0.01%
+15,000
New +$45.4K
VANI icon
388
Vivani Medical
VANI
$121M
$39K 0.01%
2,033
– –
VUZI icon
389
Vuzix
VUZI
$216M
$35K 0.01%
+11,500
New +$46.1K
REFR icon
390
Research Frontiers
REFR
$16.9M
$28K ﹤0.01%
+12,800
New +$29.6K
ODFL icon
391
Old Dominion Freight Line
ODFL
$45.6B
$14K ﹤0.01%
+300
New +$14K
SQBG
392
DELISTED
Sequential Brands Group, Inc.
SQBG
$14K ﹤0.01%
275
– –
WFT
393
DELISTED
Weatherford International plc
WFT
$13K ﹤0.01%
+19,036
New +$13.2K
MTVA
394
MetaVia Inc
MTVA
$7.69M
– –
0
– –
CGRN
395
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$9K ﹤0.01%
1,000
– –
PLX icon
396
Protalix BioTherapeutics
PLX
$192M
$8K ﹤0.01%
1,833
– –
FRMM
397
Forum Markets
FRMM
$75.2M
– –
-11
Closed -$408K
AXP icon
398
American Express
AXP
$235B
– –
-3,615
Closed -$345K
BOX icon
399
Box
BOX
$4.42B
– –
-17,365
Closed -$293K
CLVT icon
400
Clarivate
CLVT
$1.25B
– –
-190,000
Closed -$1.81M
14 15
16
17 18

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Wealth Management held 446 positions worth $577M, up 21% from $477M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $45.4M of net new capital in Q1 2019, opening 97 new positions and adding to 162 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $9.65M trimmed.

  • B. Riley Wealth Management's largest Q1 2019 buy was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.
  • B. Riley Wealth Management added most to Home Depot in Q1 2019, an estimated $2.14M increase.
  • B. Riley Wealth Management's biggest Q1 2019 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $9.65M.
  • B. Riley Wealth Management fully exited Clarivate in Q1 2019, selling an estimated $1.81M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $577M portfolio in Q1 2019.
  • B. Riley Wealth Management opened 97 new positions and closed 49 in Q1 2019.
  • B. Riley Wealth Management's portfolio value rose 21% quarter-over-quarter to $577M.

Based on B. Riley Wealth Management's 13F filing for Q1 2019, filed 17 May 2019.