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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNW icon
376
Genworth Financial
GNW
$3.85B
– –
-2,000
Closed -$15K
GOOD
377
Gladstone Commercial Corp
GOOD
$607M
– –
-7,180
Closed -$118K
GPC icon
378
Genuine Parts
GPC
$17.8B
– –
-428
Closed -$38K
GPRO icon
379
GoPro
GPRO
$133M
– –
-300
Closed -$15K
GRPN icon
380
Groupon
GRPN
$1.06B
– –
-10
Closed -$1K
GSAT icon
381
Globalstar
GSAT
$10.9B
– –
-2
Closed –
GSG icon
382
iShares S&P GSCI Commodity-Indexed Trust
GSG
$970M
– –
-3,790
Closed -$80K
GSK icon
383
GSK
GSK
$104B
– –
-2,910
Closed -$151K
GT icon
384
Goodyear
GT
$2.03B
– –
-201
Closed -$6K
GTE icon
385
Gran Tierra Energy
GTE
$250M
– –
-2,380
Closed -$70K
GWW icon
386
W.W. Grainger
GWW
$65.3B
– –
-20
Closed -$4K
HAL icon
387
Halliburton
HAL
$26.5B
– –
-2,040
Closed -$87K
HAS icon
388
Hasbro
HAS
$13.2B
– –
-541
Closed -$40K
HBAN icon
389
Huntington Bancshares
HBAN
$34.9B
– –
-1,000
Closed -$11K
HCA icon
390
HCA Healthcare
HCA
$88.8B
– –
-2,700
Closed -$244K
HCI icon
391
HCI Group
HCI
$2.26B
– –
-1,700
Closed -$75K
HEDJ icon
392
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.85B
– –
-4,154
Closed -$127K
HES
393
DELISTED
Hess
HES
– –
-92
Closed -$6K
HIG icon
394
Hartford Financial Services
HIG
$39.4B
– –
-1,620
Closed -$67K
HII icon
395
Huntington Ingalls Industries
HII
$13.1B
– –
-100
Closed -$11K
HIO
396
Western Asset High Income Opportunity Fund
HIO
$335M
– –
-602
Closed -$3K
HIX
397
Western Asset High Income Fund II
HIX
$349M
– –
-1,183
Closed -$8K
HMC icon
398
Honda
HMC
$38.8B
– –
-150
Closed -$4K
HOG icon
399
Harley-Davidson
HOG
$2.64B
– –
-3,442
Closed -$193K
HON icon
400
Honeywell
HON
$78.9B
– –
-1,146
Closed -$105K
14 15
16
17 18

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.