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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVB
326
DELISTED
SVB Financial Group
SIVB
$548K 0.04%
808
-5
-0.6% -$3.52K
LRCX icon
327
Lam Research
LRCX
$383B
$542K 0.04%
7,540
+2,140
+40% +$134K
QYLD icon
328
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$542K 0.04%
24,447
-1,402
-5% -$31.6K
CARR icon
329
Carrier Global
CARR
$52.7B
$541K 0.04%
9,980
+331
+3% +$17.9K
IEF icon
330
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$541K 0.04%
4,703
+770
+20% +$88.5K
IWD icon
331
iShares Russell 1000 Value ETF
IWD
$83.2B
$538K 0.04%
3,204
-23
-0.7% -$3.77K
NAC icon
332
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$538K 0.04%
34,422
– –
XRN
333
Chiron Real Estate Inc
XRN
$469M
$536K 0.04%
6,035
+3,279
+119% +$270K
PRU icon
334
Prudential Financial
PRU
$41.9B
$534K 0.04%
4,936
-248
-5% -$26.9K
BLDR icon
335
Builders FirstSource
BLDR
$7.8B
$532K 0.04%
6,208
+1,574
+34% +$107K
UPST icon
336
Upstart Holdings
UPST
$2.89B
$531K 0.04%
3,509
+1,734
+98% +$433K
SNOW icon
337
Snowflake
SNOW
$110B
$530K 0.04%
1,564
-174
-10% -$60.6K
WPC icon
338
W.P. Carey
WPC
$16.4B
$523K 0.04%
6,508
+12
+0.2% +$919
BSV icon
339
Vanguard Short-Term Bond ETF
BSV
$44.6B
$522K 0.04%
+6,456
New +$525K
VCIT icon
340
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$522K 0.04%
5,631
+763
+16% +$71.4K
PNC icon
341
PNC Financial Services
PNC
$101B
$521K 0.04%
2,597
+200
+8% +$40.7K
VTIP icon
342
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$519K 0.04%
10,104
-3,493
-26% -$182K
EOG icon
343
EOG Resources
EOG
$71.4B
$518K 0.04%
5,828
+1,359
+30% +$122K
JKHY icon
344
Jack Henry & Associates
JKHY
$11.2B
$518K 0.04%
3,102
+63
+2% +$10.2K
IRM icon
345
Iron Mountain
IRM
$36.3B
$515K 0.04%
9,838
+123
+1% +$5.81K
HYI
346
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$514K 0.04%
32,625
+1,425
+5% +$22.2K
COIN icon
347
Coinbase
COIN
$38.4B
$510K 0.04%
+2,021
New +$588K
DPZ icon
348
Domino's
DPZ
$11.9B
$509K 0.04%
902
+106
+13% +$53.9K
WBA
349
DELISTED
Walgreens Boots Alliance
WBA
$508K 0.04%
9,737
+1,760
+22% +$85.2K
GM icon
350
General Motors
GM
$76.3B
$506K 0.04%
8,623
-981
-10% -$57.3K
12 13
14
15 16

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PGF
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HIH
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.