B. Riley Wealth Management’s Upstart Holdings UPST Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-5,729	Closed	-$625K	–	814
2022 Q1	$625K	Buy	5,729 +2,220	+63%	+$242K	0.05%	292
2021 Q4	$531K	Buy	3,509 +1,734	+98%	+$262K	0.04%	336
2021 Q3	$562K	Buy	+1,775	New	+$562K	0.04%	311