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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.B
326
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$114K 0.07%
1,310
+13
+1% +$1.08K
RPM icon
327
RPM International
RPM
$13.8B
$111K 0.07%
2,409
+409
+20% +$17.7K
ESV
328
DELISTED
Ensco Rowan plc
ESV
$111K 0.07%
500
+125
+33% +$25.9K
VXX
329
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$111K 0.07%
244
– –
INTU icon
330
Intuit
INTU
$91.1B
$110K 0.07%
1,367
+7
+0.5% +$540
JAZZ icon
331
Jazz Pharmaceuticals
JAZZ
$16.1B
$110K 0.07%
+750
New +$104K
ITMN
332
DELISTED
INTERMUNE INC
ITMN
$110K 0.07%
+2,500
New +$92K
APO icon
333
Apollo Global Management
APO
$69B
$109K 0.07%
3,940
+300
+8% +$8.15K
BND icon
334
Vanguard Total Bond Market
BND
$158B
$109K 0.07%
1,329
– –
VOYA icon
335
Voya Financial
VOYA
$8.96B
$109K 0.07%
3,000
+500
+20% +$17.9K
AGN
336
DELISTED
Allergan plc
AGN
$109K 0.07%
493
-9
-2% -$1.86K
LMT icon
337
Lockheed Martin
LMT
$131B
$107K 0.07%
670
+6
+0.9% +$975
VTV icon
338
Vanguard Value ETF
VTV
$188B
$107K 0.07%
1,330
+121
+10% +$9.58K
MD icon
339
Pediatrix Medical
MD
$2.2B
$106K 0.07%
1,835
-34
-2% -$2K
SDY icon
340
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$106K 0.07%
1,386
+696
+101% +$52.1K
NID
341
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$106K 0.07%
8,450
-950
-10% -$11.7K
CVS icon
342
CVS Health
CVS
$135B
$102K 0.07%
1,354
+826
+156% +$62.4K
RSPF icon
343
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$102K 0.07%
3,530
+1,719
+95% +$48.8K
VOO icon
344
Vanguard S&P 500 ETF
VOO
$956B
$102K 0.07%
570
+370
+185% +$64.5K
RTX icon
345
RTX Corp
RTX
$290B
$101K 0.07%
1,403
+796
+131% +$58.6K
TGT icon
346
Target
TGT
$66.3B
$101K 0.07%
1,756
+508
+41% +$29.9K
CLX icon
347
Clorox
CLX
$12B
$100K 0.06%
1,103
-98
-8% -$8.78K
SDIV icon
348
Global X SuperDividend ETF
SDIV
$1.21B
$100K 0.06%
1,291
+53
+4% +$4.01K
CWEI
349
DELISTED
Clayton Williams Energy, Inc.
CWEI
$99K 0.06%
726
-374
-34% -$47.9K
NWLIA
350
DELISTED
NATL WESTN LIFE INS CO CL A
NWLIA
$99K 0.06%
400
– –
12 13
14
15 16

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SM
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BA
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HIH
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.