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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
301
Consolidated Edison
ED
$40.1B
– –
-1,864
Closed -$107K
EDEN icon
302
iShares MSCI Denmark ETF
EDEN
$204M
– –
-314
Closed -$16K
EEM icon
303
iShares MSCI Emerging Markets ETF
EEM
$28.8B
– –
-1,781
Closed -$70K
EFG icon
304
iShares MSCI EAFE Growth ETF
EFG
$16.6B
– –
-513
Closed -$35K
EFV icon
305
iShares MSCI EAFE Value ETF
EFV
$28.8B
– –
-537
Closed -$28K
ELV icon
306
Elevance Health
ELV
$81.5B
– –
-400
Closed -$65K
EMB icon
307
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-223
Closed -$24K
EMR icon
308
Emerson Electric
EMR
$83.9B
– –
-3,787
Closed -$209K
EOD
309
Allspring Global Dividend Opportunity Fund
EOD
$279M
– –
-500
Closed -$3K
EOG icon
310
EOG Resources
EOG
$79.2B
– –
-850
Closed -$74K
EOS
311
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
– –
-2,226
Closed -$30K
EPAM icon
312
EPAM Systems
EPAM
$5.51B
– –
-1,000
Closed -$71K
EPHE icon
313
iShares MSCI Philippines ETF
EPHE
$132M
– –
-451
Closed -$17K
EPP icon
314
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
– –
-27
Closed -$1K
EQNR icon
315
Equinor
EQNR
$97.7B
– –
-431
Closed -$7K
EQR icon
316
Equity Residential
EQR
$24.9B
– –
-56
Closed -$3K
ERIE icon
317
Erie Indemnity
ERIE
$12.7B
– –
-62
Closed -$5K
ESEA icon
318
Euroseas
ESEA
$557M
– –
-15
Closed –
ESPR
319
DELISTED
Esperion Therapeutics
ESPR
– –
-750
Closed -$61K
ET icon
320
Energy Transfer Partners
ET
$70.1B
– –
-11,520
Closed -$369K
ETN icon
321
Eaton
ETN
$161B
– –
-2,189
Closed -$147K
ETW
322
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
– –
-1,600
Closed -$18K
EUO icon
323
ProShares UltraShort Euro
EUO
$34.7M
– –
-100
Closed -$2K
EVV
324
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-175
Closed -$2K
EWA icon
325
iShares MSCI Australia ETF
EWA
$1.39B
– –
-400
Closed -$8K
11 12
13
14 15

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.