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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELP
276
DELISTED
Cypress Environmental Partners, L.P.
CELP
$113K 0.08%
4,613
-587
-11% -$14.1K
MA icon
277
Mastercard
MA
$502B
$110K 0.08%
1,500
-2,887
-66% -$220K
NMA
278
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$110K 0.08%
8,208
-7,974
-49% -$108K
BND icon
279
Vanguard Total Bond Market
BND
$157B
$108K 0.08%
1,329
– –
VWO icon
280
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$108K 0.08%
2,595
-5,881
-69% -$261K
CVS icon
281
CVS Health
CVS
$133B
$107K 0.08%
1,354
– –
RJA
282
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$107K 0.08%
15,445
+5,525
+56% +$41.7K
CLX icon
283
Clorox
CLX
$11.6B
$106K 0.08%
1,110
+7
+0.6% +$633
UN
284
DELISTED
Unilever NV New York Registry Shares
UN
$106K 0.08%
2,695
+7
+0.3% +$292
NID
285
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$105K 0.08%
8,450
– –
ALK icon
286
Alaska Air
ALK
$5.29B
$104K 0.08%
2,400
-7,000
-74% -$325K
CIO
287
DELISTED
City Office REIT
CIO
$104K 0.08%
+7,659
New +$97.9K
RYN icon
288
Rayonier
RYN
$6.55B
$104K 0.08%
3,713
-1,097
-23% -$33.7K
RDS.B
289
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$104K 0.08%
1,325
+15
+1% +$1.26K
SEMG
290
DELISTED
SEMGROUP CORPORATION
SEMG
$104K 0.08%
+1,250
New +$103K
L icon
291
Loews
L
$23.9B
$103K 0.08%
2,474
+1,750
+242% +$75.3K
SDY icon
292
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$103K 0.08%
1,376
-10
-0.7% -$759
RSPF icon
293
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$102K 0.08%
3,530
– –
AZUR
294
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$102K 0.08%
4,800
-1,000
-17% -$20.7K
HON icon
295
Honeywell
HON
$77B
$101K 0.08%
1,219
-934
-43% -$79.4K
GLD icon
296
SPDR Gold Trust
GLD
$131B
$99K 0.07%
857
-150
-15% -$18.5K
CHK
297
DELISTED
Chesapeake Energy Corporation
CHK
$99K 0.07%
22
-1
-4% -$5.27K
SODA
298
DELISTED
SodaStream International Ltd
SODA
$99K 0.07%
3,360
+550
+20% +$17.5K
ALL icon
299
Allstate
ALL
$68B
$98K 0.07%
1,600
+1,100
+220% +$66K
PXE icon
300
Invesco Energy Exploration & Production ETF
PXE
$89.6M
$98K 0.07%
2,959
– –
10 11
12
13 14

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EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.