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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
251
Kinder Morgan
KMI
$69.9B
$360K 0.06%
17,480
+988
+6% +$20.3K
AVY icon
252
Avery Dennison
AVY
$13.2B
$358K 0.06%
3,154
-45
-1% -$5.13K
EFAV icon
253
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$355K 0.06%
4,851
+15
+0.3% +$1.09K
WELL icon
254
Welltower
WELL
$168B
$349K 0.06%
3,848
+126
+3% +$11K
XLI icon
255
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$347K 0.06%
4,466
-882
-16% -$67.7K
SIVB
256
DELISTED
SVB Financial Group
SIVB
$346K 0.06%
1,658
-822
-33% -$172K
LLY icon
257
Eli Lilly
LLY
$1,000B
$336K 0.06%
3,002
-92
-3% -$10.2K
FDL icon
258
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$325K 0.06%
10,483
+1,135
+12% +$34.7K
BP icon
259
BP
BP
$114B
$322K 0.06%
8,478
-1,711
-17% -$65.3K
ORCL icon
260
Oracle
ORCL
$409B
$321K 0.06%
5,829
-600
-9% -$33.1K
GE icon
261
GE Aerospace
GE
$383B
$320K 0.06%
7,175
-127
-2% -$5.97K
UPS icon
262
United Parcel Service
UPS
$90.8B
$315K 0.06%
2,630
-24
-0.9% -$2.74K
BRK.A icon
263
Berkshire Hathaway Class A
BRK.A
$1.1T
$312K 0.05%
1
– –
RPM icon
264
RPM International
RPM
$14.2B
$308K 0.05%
4,474
+371
+9% +$24.6K
ESTC icon
265
Elastic
ESTC
$7.15B
$307K 0.05%
+3,726
New +$331K
MGC icon
266
Vanguard Morningstar Mega Cap ETF
MGC
$10.1B
$305K 0.05%
2,960
-50
-2% -$5.11K
SPR
267
DELISTED
Spirit AeroSystems
SPR
$302K 0.05%
3,669
– –
SYY icon
268
Sysco
SYY
$40.7B
$302K 0.05%
3,804
+7
+0.2% +$514
TGT icon
269
Target
TGT
$67.8B
$301K 0.05%
2,817
+423
+18% +$40.2K
DD icon
270
DuPont de Nemours
DD
$19.1B
$300K 0.05%
3,348
-1,583
-32% -$139K
SHOP icon
271
Shopify
SHOP
$152B
$300K 0.05%
9,640
-16,760
-63% -$574K
TSLA icon
272
Tesla
TSLA
$1.27T
$297K 0.05%
18,465
-720
-4% -$11.3K
CL icon
273
Colgate-Palmolive
CL
$71.6B
$295K 0.05%
4,007
+546
+16% +$39.6K
PAI
274
Western Asset Investment Grade Income Fund
PAI
$113M
$295K 0.05%
+18,200
New +$280K
DVOL icon
275
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.7M
$292K 0.05%
12,786
-119
-0.9% -$2.65K
9 10
11
12 13

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HIH
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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.