B. Riley Wealth Management’s First Trust Dorsey Wright Momentum & Low Volatility ETF DVOL Stock Holding History

B. Riley Wealth Management’s Portfolio DVOL Stock Details DVOL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-12,786	Closed	-$292K	–	410
2019 Q3	$292K	Sell	12,786 -119	-0.9%	-$2.65K	0.05%	276
2019 Q2	$278	Buy	+12,905	New	+$271K	0.04%	300

Other funds holding DVOL

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

HGWM

Harvest Group Wealth Management Waltham, Massachusetts $161M AUM 6.43% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MIFH

Migdal Insurance & Financial Holdings Petach Tikva, Israel $11.5B AUM 52.5% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

B. Riley Wealth Management's DVOL Position: Q4 2019 in Review

B. Riley Wealth Management sold out of First Trust Dorsey Wright Momentum & Low Volatility ETF (DVOL) in Q4 2019, closing a stake of 12,786 shares — an estimated $292K sold.

B. Riley Wealth Management first reported a position in DVOL in Q2 2019 and held it in 2 quarters. The position peaked at $292K in Q3 2019. 32 funds tracked by Wall St. Rank hold DVOL as of Q4 2019.

B. Riley Wealth Management reported no remaining First Trust Dorsey Wright Momentum & Low Volatility ETF position as of Q4 2019 after selling out during the quarter.
B. Riley Wealth Management sold 12,786 First Trust Dorsey Wright Momentum & Low Volatility ETF shares in Q4 2019, an estimated $292K.
B. Riley Wealth Management first reported a position in First Trust Dorsey Wright Momentum & Low Volatility ETF in Q2 2019 and held it in 2 quarters.
B. Riley Wealth Management's First Trust Dorsey Wright Momentum & Low Volatility ETF position peaked at $292K in Q3 2019.
32 funds tracked by Wall St. Rank held First Trust Dorsey Wright Momentum & Low Volatility ETF as of Q4 2019.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.