B. Riley Wealth Management’s First Trust Dorsey Wright Momentum & Low Volatility ETF DVOL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-12,786	Closed	-$292K	–	410
2019 Q3	$292K	Sell	12,786 -119	-0.9%	-$2.72K	0.05%	276
2019 Q2	$278	Buy	+12,905	New	+$278	0.04%	300