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First Trust Dorsey Wright Momentum & Low Volatility ETF

32 hedge funds and large institutions have $108M invested in First Trust Dorsey Wright Momentum & Low Volatility ETF in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

39% more funds holding

Funds holding: 2332 (+9)

3.68% less ownership

Funds ownership: 100.61%96.94% (-3.7%)

18% less capital invested

Capital invested by funds: $132M → $108M (-$23.3M)

Holders
32
Holders Change
+9
Holders Change %
+39.13%
% of All Funds
0.63%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
11
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$27.1M
Bank of America
2
Bank of America
North Carolina
$19.6M +$3.36M +151,021 +21%
MML Investors Services
3
MML Investors Services
Massachusetts
$15.2M +$142K +6,360 +0.9%
HGWM
4
Harvest Group Wealth Management
Massachusetts
$9.67M +$9.67M +434,631 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.48M +$568K +25,545 +8%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$5.59M -$40M -1,799,746 -88%
RJA
7
Raymond James & Associates
Florida
$4.93M +$760K +34,152 +18%
Morgan Stanley
8
Morgan Stanley
New York
$3.08M +$3.08M +138,509 New
MIFH
9
Migdal Insurance & Financial Holdings
Israel
$2.67M +$101K +4,555 +4%
DADC
10
D.A. Davidson & Co
Montana
$2.36M +$2.36M +106,159 New
SPC
11
Sigma Planning Corp
Michigan
$2.03M +$2.03M +91,199 New
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2.02M +$182K +8,175 +10%
UCFA
13
United Capital Financial Advisors
Texas
$1.99M -$61.4K -2,758 -3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.12M +$370K +16,630 +49%
Citadel Advisors
15
Citadel Advisors
Florida
$644K +$643K +28,911 New
WCG
16
Weaver Consulting Group
California
$546K +$211K +9,474 +66%
LPL Financial
17
LPL Financial
California
$456K +$456K +20,487 New
Stifel Financial
18
Stifel Financial
Missouri
$281K -$43.6K -1,960 -13%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$268K -$544K -24,440 -67%
AWM
20
Affinity Wealth Management
Delaware
$266K +$266K +11,968 New
PFA
21
Plotkin Financial Advisors
Maryland
$234K +$234K +10,508 New
Truist Financial
22
Truist Financial
North Carolina
$233K +$233K +10,466 New
Jane Street
23
Jane Street
New York
$210K -$10.1K -454 -5%
GWM
24
Geneos Wealth Management
Colorado
$157K +$75.7K +3,400 +92%
AG
25
Advisor Group
Arizona
$126K -$1.5M -67,200 -92%

DVOL Hedge Fund Activity: Q4 2019 in Review

32 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Momentum & Low Volatility ETF (DVOL) for Q4 2019, worth a combined $108M — down 18% from $132M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new DVOL positions and 4 closed out — a net gain of 9 holders — while 11 added to existing stakes and 6 trimmed.

The largest buyer was Harvest Group Wealth Management, opening a new position worth an estimated $9.67M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $40M.

  • 32 institutional investors held First Trust Dorsey Wright Momentum & Low Volatility ETF (DVOL) as of Q4 2019, up from 23 in Q3 2019.
  • Funds reported $108M of First Trust Dorsey Wright Momentum & Low Volatility ETF stock for Q4 2019, down 18% quarter-over-quarter.
  • 13 funds opened new First Trust Dorsey Wright Momentum & Low Volatility ETF positions in Q4 2019 and 4 closed out, a net change of +9 holders.
  • The largest First Trust Dorsey Wright Momentum & Low Volatility ETF buyer in Q4 2019 was Harvest Group Wealth Management, an estimated $9.67M added.
  • The largest First Trust Dorsey Wright Momentum & Low Volatility ETF seller in Q4 2019 was Raymond James Financial Services Advisors, an estimated $40M sold.

Based on aggregated 13F filings for Q4 2019.