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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QSR icon
226
Restaurant Brands International
QSR
$25.3B
$418K 0.07%
5,869
+1
+0% +$74
STT icon
227
State Street
STT
$50.5B
$415K 0.07%
+7,013
New +$389K
QQEW icon
228
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.77B
$406K 0.07%
6,115
-917
-13% -$61.4K
EWZ icon
229
iShares MSCI Brazil ETF
EWZ
$9.22B
$405K 0.07%
9,603
+1,963
+26% +$84.7K
D icon
230
Dominion Energy
D
$60.5B
$404K 0.07%
4,989
+660
+15% +$51K
ROKU icon
231
Roku
ROKU
$21.6B
$402K 0.07%
+3,948
New +$483K
JKHY icon
232
Jack Henry & Associates
JKHY
$11.1B
$399K 0.07%
2,734
– –
MA icon
233
Mastercard
MA
$500B
$399K 0.07%
1,468
+51
+4% +$14.1K
ON icon
234
ON Semiconductor
ON
$31.3B
$390K 0.07%
20,305
-100
-0.5% -$1.92K
JHY
235
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$389K 0.07%
39,158
-14,810
-27% -$148K
NCB
236
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$388K 0.07%
23,400
– –
SO icon
237
Southern Company
SO
$107B
$387K 0.07%
+6,270
New +$363K
RTX icon
238
RTX Corp
RTX
$292B
$384K 0.07%
4,471
-738
-14% -$61.3K
GMZ
239
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$383K 0.07%
7,889
-188
-2% -$9.62K
BLV icon
240
Vanguard Long-Term Bond ETF
BLV
$5.71B
$378K 0.07%
3,684
-288
-7% -$28.9K
NEE icon
241
NextEra Energy
NEE
$181B
$378K 0.07%
6,492
+240
+4% +$13K
SMDV icon
242
ProShares Russell 2000 Dividend Growers ETF
SMDV
$703M
$376K 0.07%
6,337
+2,360
+59% +$139K
PPA icon
243
Invesco Aerospace & Defense ETF
PPA
$8.48B
$373K 0.07%
+5,503
New +$367K
ORLY icon
244
O'Reilly Automotive
ORLY
$73.3B
$371K 0.06%
13,965
-135
-1% -$3.49K
WFC icon
245
Wells Fargo
WFC
$266B
$371K 0.06%
7,357
+165
+2% +$7.77K
HRL icon
246
Hormel Foods
HRL
$13.9B
$367K 0.06%
8,401
– –
HSY icon
247
Hershey
HSY
$35.7B
$367K 0.06%
+2,371
New +$358K
AMGN icon
248
Amgen
AMGN
$204B
$365K 0.06%
1,885
+53
+3% +$10.2K
VXF icon
249
Vanguard Extended Market ETF
VXF
$30.8B
$365K 0.06%
3,141
-495
-14% -$58.3K
XLRE icon
250
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$361K 0.06%
9,182
-11,401
-55% -$437K
8 9
10
11 12

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BA
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HIH
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CRCM
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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.