B. Riley Wealth Management’s ProShares S&P SmallCap 600 Dividend Aristocrats ETF SMDV Stock Holding History

B. Riley Wealth Management’s Portfolio SMDV Stock Details SMDV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-11,341	Closed	-$535K	–	452
2020 Q3	$535K	Buy	11,341 +5,099	+82%	+$249K	0.06%	217
2020 Q2	$303K	Sell	6,242 -815	-12%	-$39K	0.03%	299
2020 Q1	$326K	Buy	7,057 +720	+11%	+$40.5K	0.03%	338
2019 Q4	$392K	Hold	6,337	–	–	0.06%	245
2019 Q3	$376K	Buy	6,337 +2,360	+59%	+$139K	0.07%	243
2019 Q2	$236K	Sell	3,977 -60	-1%	-$3.54K	0.04%	328
2019 Q1	$235K	Buy	+4,037	New	+$233K	0.04%	318
2018 Q4	–	Sell	-4,708	Closed	-$277K	–	397
2018 Q3	$277K	Buy	+4,708	New	+$277K	0.07%	231

Other funds holding SMDV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TFA

Toth Financial Advisory Leesburg, Virginia $1B AUM 19.18% 1-Year Est. Return

B. Riley Wealth Management's SMDV Position: Q4 2020 in Review

B. Riley Wealth Management sold out of ProShares S&P SmallCap 600 Dividend Aristocrats ETF (SMDV) in Q4 2020, closing a stake of 11,341 shares — an estimated $535K sold.

B. Riley Wealth Management first reported a position in SMDV in Q3 2018 and held it in 8 quarters. The position peaked at $535K in Q3 2020. 108 funds tracked by Wall St. Rank hold SMDV as of Q4 2020.

B. Riley Wealth Management reported no remaining ProShares S&P SmallCap 600 Dividend Aristocrats ETF position as of Q4 2020 after selling out during the quarter.
B. Riley Wealth Management sold 11,341 ProShares S&P SmallCap 600 Dividend Aristocrats ETF shares in Q4 2020, an estimated $535K.
B. Riley Wealth Management first reported a position in ProShares S&P SmallCap 600 Dividend Aristocrats ETF in Q3 2018 and held it in 8 quarters.
B. Riley Wealth Management's ProShares S&P SmallCap 600 Dividend Aristocrats ETF position peaked at $535K in Q3 2020.
108 funds tracked by Wall St. Rank held ProShares S&P SmallCap 600 Dividend Aristocrats ETF as of Q4 2020.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.