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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-7.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$128M
AUM Growth
-$20.5M
Cap. Flow
-$10.8M
Cap. Flow %
-8.4%
Top 10 Hldgs %
49.99%
Holding
165
New
24
Increased
51
Reduced
34
Closed
37

Top Buys

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$4.79M
2
OLN icon
Olin
OLN
+$1.77M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.27M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$1.06M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
+$761K

Top Sells

Rank Stock Value
1
SWKS icon
Skyworks Solutions
SWKS
+$2.71M
2
SBUX icon
Starbucks
SBUX
+$2.59M
3
LNKD
LinkedIn Corporation
LNKD
+$2.24M
4
AMZN icon
Amazon
AMZN
+$2.23M
5
PTC icon
PTC
PTC
+$1.96M

Sector Composition

Rank Sector Weight
1 Financials 33.24%
2 Technology 8.12%
3 Real Estate 7.15%
4 Communication Services 4.45%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFI icon
101
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$232K 0.18%
+4,811
New +$230K
VB icon
102
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$229K 0.18%
+2,117
New +$248K
WFC icon
103
Wells Fargo
WFC
$258B
$227K 0.18%
4,412
+164
+4% +$9.02K
BDCL
104
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$217K 0.17%
13,950
+1,000
+8% +$18.3K
RSP icon
105
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$216K 0.17%
+2,936
New +$229K
SFL icon
106
SFL Corp
SFL
$1.64B
$216K 0.17%
13,317
-270
-2% -$4.41K
USB icon
107
US Bancorp
USB
$98B
$209K 0.16%
5,104
+5
+0.1% +$217
JNJ icon
108
Johnson & Johnson
JNJ
$617B
$207K 0.16%
+2,217
New +$214K
SRC
109
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$206K 0.16%
5,015
+27
+0.5% +$1.2K
PEP icon
110
PepsiCo
PEP
$191B
$205K 0.16%
+2,176
New +$207K
DE icon
111
Deere & Co
DE
$162B
$202K 0.16%
2,726
-68
-2% -$5.98K
PSEC icon
112
Prospect Capital
PSEC
$1.08B
$156K 0.12%
21,900
– –
F icon
113
Ford
F
$59.3B
$142K 0.11%
10,436
-415
-4% -$5.93K
VTA
114
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$121K 0.09%
11,405
-1,188
-9% -$13.4K
SALM
115
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$111K 0.09%
18,062
+204
+1% +$1.25K
CAA
116
DELISTED
CalAtlantic Group, Inc.
CAA
$111K 0.09%
2,773
– –
PSLV icon
117
Sprott Physical Silver Trust
PSLV
$12.2B
$107K 0.08%
18,800
– –
CWST icon
118
Casella Waste Systems
CWST
$5.69B
$87K 0.07%
15,000
– –
STKL
119
DELISTED
SunOpta
STKL
$83K 0.06%
17,050
– –
SIL icon
120
Global X Silver Miners ETF NEW
SIL
$4.11B
$81K 0.06%
4,180
– –
TACOW
121
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
$60K 0.05%
+11,700
New +$59.3K
LBMH
122
DELISTED
LIBERATOR MED HLDGS INC (NY)
LBMH
$52K 0.04%
22,000
– –
ALR
123
DELISTED
AlerisLife Inc
ALR
$42K 0.03%
1,360
– –
RCAP
124
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$40K 0.03%
49,192
+400
+0.8% +$1.34K
NYMX
125
DELISTED
Nymox Pharmaceutical Corp
NYMX
$34K 0.03%
10,000
– –
3 4
5
6 7

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Arete Wealth Advisors held 165 positions worth $128M, down 14% from $148M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Arete Wealth Advisors withdrew a net $10.8M in Q3 2015, closing 37 positions and reducing 34 holdings. Its most notable exit was Skyworks Solutions, an estimated $2.71M position sold in full.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 33% a quarter earlier, followed by Technology and Real Estate.

Against the trend, Arete Wealth Advisors opened a new position in ProShares UltraShort S&P500 worth $5.2M.

  • Arete Wealth Advisors's largest Q3 2015 buy was ProShares UltraShort S&P500: 2,232 shares worth $5.2M.
  • Arete Wealth Advisors added most to Eaton Vance Risk-Managed Diversified Equity Income Fund in Q3 2015, an estimated $1.27M increase.
  • Arete Wealth Advisors's biggest Q3 2015 reduction was Amazon, cutting an estimated $2.23M.
  • Arete Wealth Advisors fully exited Skyworks Solutions in Q3 2015, selling an estimated $2.71M.
  • Arete Wealth Advisors's ten largest holdings make up 50% of its $128M portfolio in Q3 2015.
  • Arete Wealth Advisors opened 24 new positions and closed 37 in Q3 2015.
  • Arete Wealth Advisors's portfolio value fell 14% quarter-over-quarter to $128M.

Based on Arete Wealth Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.