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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$32.7M 5.67%
101,494
+23,870
+31% +$7.35M
VIG icon
2
Vanguard Dividend Appreciation ETF
VIG
$111B
$29.2M 5.07%
234,305
+4,604
+2% +$557K
VTI icon
3
Vanguard Total Stock Market ETF
VTI
$654B
$14.4M 2.51%
88,223
+571
+0.7% +$89.5K
VOO icon
4
Vanguard S&P 500 ETF
VOO
$968B
$13.1M 2.27%
44,133
+7,758
+21% +$2.19M
NEAR icon
5
iShares Short Maturity Bond ETF
NEAR
$4.8B
$11.1M 1.93%
220,952
+9,375
+4% +$471K
AAPL icon
6
Apple
AAPL
$4.89T
$10.1M 1.76%
137,740
-12,080
-8% -$777K
IVV icon
7
iShares Core S&P 500 ETF
IVV
$876B
$9.02M 1.57%
27,902
-1,244
-4% -$385K
NFJ
8
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$8.55M 1.48%
657,562
+325,324
+98% +$4.11M
QQQ icon
9
Invesco QQQ Trust
QQQ
$455B
$8.5M 1.48%
39,966
+8,095
+25% +$1.62M
BRK.B icon
10
Berkshire Hathaway Class B
BRK.B
$1.07T
$8.42M 1.46%
37,181
+1,739
+5% +$378K
MSFT icon
11
Microsoft
MSFT
$2.84T
$7.9M 1.37%
50,100
-6,089
-11% -$895K
B
12
Barrick Mining
B
$62.2B
$7.46M 1.3%
401,504
+197,185
+97% +$3.38M
SPTM icon
13
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$7.25M 1.26%
181,869
+4,974
+3% +$190K
TCBK icon
14
TriCo Bancshares
TCBK
$1.85B
$7.04M 1.22%
172,419
+35,770
+26% +$1.36M
MMM icon
15
3M
MMM
$89B
$6.68M 1.16%
45,279
+25,254
+126% +$3.54M
VBR icon
16
Vanguard Small-Cap Value ETF
VBR
$37.1B
$6.65M 1.16%
48,553
+40,759
+523% +$5.4M
NTG
17
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$6.5M 1.13%
59,302
+2,050
+4% +$226K
TLT icon
18
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$5.89M 1.02%
43,449
-17,793
-29% -$2.48M
XHB icon
19
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$5.71M 0.99%
125,489
-7,853
-6% -$355K
BIL icon
20
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$5.33M 0.93%
58,309
-6,051
-9% -$554K
VTV icon
21
Vanguard Value ETF
VTV
$189B
$4.66M 0.81%
38,889
+29,384
+309% +$3.39M
AMZN icon
22
Amazon
AMZN
$2.5T
$4.47M 0.78%
48,380
-700
-1% -$62K
V icon
23
Visa
V
$677B
$4.42M 0.77%
23,548
-1,306
-5% -$235K
RDIV icon
24
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$4.38M 0.76%
110,971
+58,738
+112% +$2.25M
FSK icon
25
FS KKR Capital
FSK
$2.98B
$4.24M 0.74%
172,799
+14,610
+9% +$349K
1
2 3 4 5

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4WM
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.