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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$21.5M 7.02%
80,750
+75,523
+1,445% +$19.6M
HFRO
2
Highland Opportunities and Income Fund
HFRO
$407M
$9.29M 3.03%
+599,640
New +$9.21M
VOO icon
3
Vanguard S&P 500 ETF
VOO
$972B
$8.02M 2.61%
32,702
-234
-0.7% -$55.9K
AIG.WS
4
DELISTED
American International Group, Inc.
AIG.WS
$6.92M 2.26%
382,177
-9,433
-2% -$185K
BAC icon
5
Bank of America
BAC
$433B
$6.71M 2.18%
227,276
-14,339
-6% -$395K
AAPL icon
6
Apple
AAPL
$4.9T
$6.12M 1.99%
144,752
-3,120
-2% -$130K
ARKK icon
7
ARK Innovation ETF
ARKK
$5.77B
$6.09M 1.98%
+164,321
New +$5.91M
FSK icon
8
FS KKR Capital
FSK
$2.96B
$5.62M 1.83%
191,086
+992
+0.5% +$31.9K
KRE icon
9
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$5.25M 1.71%
+89,144
New +$5.12M
IBB icon
10
iShares Biotechnology ETF
IBB
$9.52B
$5.15M 1.68%
+48,263
New +$5.16M
BRK.B icon
11
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.86M 1.26%
19,463
-538
-3% -$102K
GNL icon
12
Global Net Lease
GNL
$1.86B
$3.82M 1.24%
185,536
+13,912
+8% +$300K
HHH icon
13
Howard Hughes
HHH
$3.87B
$3.6M 1.17%
28,771
-279
-1% -$33.2K
B
14
Barrick Mining
B
$63.2B
$3.55M 1.16%
245,779
+146,980
+149% +$2.17M
GUNR icon
15
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.3B
$3.35M 1.09%
100,609
+15,159
+18% +$483K
ZVRA icon
16
Zevra Therapeutics
ZVRA
$570M
$3.31M 1.08%
51,114
-1,131
-2% -$68.2K
NTG
17
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2.97M 0.97%
16,928
+168
+1% +$28.3K
AVK
18
Advent Convertible and Income Fund
AVK
$543M
$2.91M 0.95%
188,124
+13,688
+8% +$213K
HYS icon
19
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$2.85M 0.93%
28,311
+2,099
+8% +$212K
DSM
20
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
$2.76M 0.9%
322,660
+29,327
+10% +$248K
BGY icon
21
BlackRock Enhanced International Dividend Trust
BGY
$521M
$2.72M 0.89%
417,236
+15,611
+4% +$102K
USA icon
22
Liberty All-Star Equity Fund
USA
$1.79B
$2.7M 0.88%
428,491
-7,611
-2% -$46.7K
FFA
23
First Trust Enhanced Equity Income Fund
FFA
$451M
$2.6M 0.85%
160,547
-1,261
-0.8% -$19.7K
VWO icon
24
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.45M 0.8%
53,389
+7,771
+17% +$347K
CSCO icon
25
Cisco
CSCO
$448B
$2.27M 0.74%
59,396
-2,790
-4% -$99.7K
1
2 3 4 5

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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.