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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSK icon
1
FS KKR Capital
FSK
$2.98B
$20.3M 3.51%
1,028,785
+16,022
+2% +$320K
QQQ icon
2
Invesco QQQ Trust
QQQ
$455B
$18.1M 3.14%
50,589
+2,292
+5% +$850K
DIS icon
3
Walt Disney
DIS
$165B
$17.7M 3.07%
219,119
+6,760
+3% +$577K
VOO icon
4
Vanguard S&P 500 ETF
VOO
$968B
$15.5M 2.68%
39,454
-24,137
-38% -$9.87M
GLD icon
5
SPDR Gold Trust
GLD
$131B
$13.8M 2.39%
80,436
+31,859
+66% +$5.7M
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.07T
$13.2M 2.29%
37,790
+3,140
+9% +$1.11M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$12.3M 2.13%
28,804
-9,753
-25% -$4.34M
BIL icon
8
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$10.3M 1.79%
112,657
+69,941
+164% +$6.41M
SH icon
9
ProShares Short S&P500
SH
$887M
$9.96M 1.72%
+172,105
New +$9.61M
MCD icon
10
McDonald's
MCD
$188B
$9.8M 1.7%
37,213
+4,423
+13% +$1.26M
XOM icon
11
ExxonMobil
XOM
$651B
$8.77M 1.52%
74,582
+7,375
+11% +$809K
FTHY
12
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$499M
$7.18M 1.24%
538,955
+15,551
+3% +$212K
DIA icon
13
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$6.69M 1.16%
19,987
-1,877
-9% -$651K
EVV
14
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$6.42M 1.11%
710,722
-11
-0% -$102
ARI
15
Apollo Commercial Real Estate
ARI
$887M
$6.31M 1.09%
622,500
-2,800
-0.4% -$30.5K
NFJ
16
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$6M 1.04%
529,323
+19,075
+4% +$233K
ACRE
17
Ares Commercial Real Estate
ACRE
$252M
$5.91M 1.02%
620,366
+992
+0.2% +$10.2K
IVV icon
18
iShares Core S&P 500 ETF
IVV
$876B
$5.68M 0.98%
13,226
-10,330
-44% -$4.62M
TCBK icon
19
TriCo Bancshares
TCBK
$1.85B
$5.43M 0.94%
169,570
+284
+0.2% +$9.95K
MFIC icon
20
MidCap Financial Investment
MFIC
$784M
$5.43M 0.94%
394,751
-55,432
-12% -$742K
ACN icon
21
Accenture
ACN
$89.9B
$5.43M 0.94%
17,671
+462
+3% +$146K
WMT icon
22
Walmart Inc
WMT
$871B
$4.96M 0.86%
92,985
-16,197
-15% -$862K
MRK icon
23
Merck
MRK
$324B
$4.55M 0.79%
44,171
+5,114
+13% +$551K
TYG
24
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$4.39M 0.76%
152,071
+8,962
+6% +$271K
BCSF icon
25
Bain Capital Specialty
BCSF
$802M
$4.22M 0.73%
275,577
-68,196
-20% -$1.03M
1
2 3 4 5

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WA
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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.