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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.51B
1-Year Est. Return 33.02%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+33.02%
3 Year Est. Return
+85.28%
5 Year Est. Return
+89.05%
10 Year Est. Return
+288.14%
AUM
$907M
AUM Growth
+$194M
Cap. Flow
+$38.2M
Cap. Flow %
4.21%
Top 10 Hldgs %
28.28%
Holding
455
New
71
Increased
201
Reduced
124
Closed
44

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$22.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
3
DFAI
Dimensional International Core Equity Market ETF
DFAI
+$5.59M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$3.46M
5
IXN icon
iShares Global Tech ETF
IXN
+$2.62M

Top Sells

Rank Stock Value
1
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16M
2
GLD icon
SPDR Gold Trust
GLD
+$7.05M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.38M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$2.85M
5
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
+$2.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 74.51%
2 Technology 5.64%
3 Financials 5.58%
4 Communication Services 4.34%
5 Consumer Discretionary 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
1
Invesco S&P 500 Equal Weight ETF
RSP
$98.3B
$60.1M 6.62%
401,002
+10,301
+3% +$1.58M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$1.04T
$44.9M 4.95%
113,675
+2,699
+2% +$1.1M
DIS icon
3
Walt Disney
DIS
$180B
$24M 2.65%
142,058
+125,196
+742% +$22.3M
VBR icon
4
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.7B
$23.9M 2.63%
140,872
+4,198
+3% +$719K
AAPL icon
5
Apple
AAPL
$4.6T
$20.1M 2.21%
141,835
+22
+0% +$3.24K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$19.7M 2.17%
45,805
+5,604
+14% +$2.47M
VUG icon
7
Vanguard Morningstar Growth ETF
VUG
$226B
$16.4M 1.81%
338,844
+39,084
+13% +$1.94M
VTI icon
8
Vanguard Morningstar Total Stock Market ETF
VTI
$686B
$16.1M 1.78%
72,458
+684
+1% +$156K
FTSL icon
9
First Trust Senior Loan Fund ETF
FTSL
$2.41B
$16M 1.76%
333,742
+2,136
+0.6% +$102K
SPTM icon
10
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$15.3M 1.69%
289,655
+25,371
+10% +$1.38M
VIG icon
11
Vanguard Dividend Appreciation ETF
VIG
$111B
$15.2M 1.67%
98,694
+4,720
+5% +$752K
QQQ icon
12
Invesco QQQ Trust
QQQ
$489B
$14.9M 1.64%
41,575
-2,168
-5% -$798K
EMNT icon
13
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$216M
$14.2M 1.57%
141,057
-9,311
-6% -$937K
VSS icon
14
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
$13.7M 1.51%
102,475
+4,997
+5% +$688K
VXUS icon
15
Vanguard Total International Stock ETF
VXUS
$165B
$13.5M 1.49%
214,138
+12,668
+6% +$827K
VTV icon
16
Vanguard Morningstar Value ETF
VTV
$191B
$13.2M 1.45%
97,389
+4,050
+4% +$564K
EFV icon
17
iShares MSCI EAFE Value ETF
EFV
$31.7B
$12.9M 1.42%
254,158
+66,873
+36% +$3.46M
VCIT icon
18
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$69.4B
$12.7M 1.4%
134,394
+16,694
+14% +$1.59M
SPYM
19
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$10.7M 1.18%
212,512
+12,723
+6% +$660K
AGG icon
20
iShares Core US Aggregate Bond ETF
AGG
$138B
$10.2M 1.12%
88,469
+15,068
+21% +$1.75M
VWO icon
21
Vanguard FTSE Emerging Markets ETF
VWO
$128B
$8.78M 0.97%
175,437
+7,940
+5% +$410K
NFJ
22
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$8.73M 0.96%
588,586
+16,994
+3% +$260K
FTHY
23
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$482M
$8.63M 0.95%
420,095
+19,567
+5% +$399K
VB icon
24
Vanguard Morningstar Small-Cap ETF
VB
$79.4B
$8.55M 0.94%
39,073
+1,325
+4% +$295K
AMZN icon
25
Amazon
AMZN
$2.72T
$8.33M 0.92%
50,740
+460
+0.9% +$79.3K
1
2 3 4 5

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Arete Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Arete Wealth Advisors held 455 positions worth $907M, up 27% from $713M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $38.2M of net new capital in Q3 2021, opening 71 new positions and adding to 201 existing holdings. Its largest new stake was Dimensional International Core Equity Market ETF: 188,768 shares worth $5.46M.

By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, down from 78% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $7.05M trimmed.

  • Arete Wealth Advisors's largest Q3 2021 buy was Dimensional International Core Equity Market ETF: 188,768 shares worth $5.46M.
  • Arete Wealth Advisors added most to Walt Disney in Q3 2021, an estimated $22.3M increase.
  • Arete Wealth Advisors's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $7.05M.
  • Arete Wealth Advisors fully exited T. Rowe Price Blue Chip Growth ETF in Q3 2021, selling an estimated $16M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $907M portfolio in Q3 2021.
  • Arete Wealth Advisors opened 71 new positions and closed 44 in Q3 2021.
  • Arete Wealth Advisors's portfolio value rose 27% quarter-over-quarter to $907M.

Based on Arete Wealth Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.