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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+11.79%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$479M
AUM Growth
+$68M
Cap. Flow
+$23.3M
Cap. Flow %
4.86%
Top 10 Hldgs %
25.09%
Holding
421
New
56
Increased
174
Reduced
128
Closed
36

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$20.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.7M
3
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$9.43M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.64M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$2.84M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$16.9M
2
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$11.1M
3
WTPI
WisdomTree Equity Premium Income Fund
WTPI
+$9.68M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.67M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.63M

Sector Composition

Rank Sector Weight
1 Financials 7.83%
2 Technology 7.25%
3 Healthcare 6.86%
4 Consumer Discretionary 4.41%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
1
Vanguard Dividend Appreciation ETF
VIG
$111B
$24.5M 5.12%
223,580
+191,514
+597% +$20.2M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$24.4M 5.09%
86,301
+65,281
+311% +$17.7M
VTI icon
3
Vanguard Total Stock Market ETF
VTI
$654B
$12.7M 2.65%
87,773
-15,600
-15% -$2.18M
VOO icon
4
Vanguard S&P 500 ETF
VOO
$968B
$10.5M 2.19%
40,507
+11,364
+39% +$2.84M
BTAL icon
5
AGF US Market Neutral Anti-Beta Fund
BTAL
$305M
$10.2M 2.12%
471,136
+442,935
+1,571% +$9.43M
HFRO
6
Highland Opportunities and Income Fund
HFRO
$407M
$8.81M 1.84%
634,034
-243
-0% -$3.32K
NTG
7
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$7.67M 1.6%
54,675
+18,883
+53% +$2.64M
MSFT icon
8
Microsoft
MSFT
$2.84T
$7.6M 1.58%
64,404
+19,794
+44% +$2.16M
AAPL icon
9
Apple
AAPL
$4.89T
$7.07M 1.48%
148,896
-3,768
-2% -$160K
BRK.B icon
10
Berkshire Hathaway Class B
BRK.B
$1.07T
$6.86M 1.43%
34,124
+106
+0.3% +$21.4K
BAC icon
11
Bank of America
BAC
$435B
$6.12M 1.28%
221,534
+30,906
+16% +$873K
SPTM icon
12
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$5.62M 1.17%
159,768
-328,376
-67% -$11.1M
QQQ icon
13
Invesco QQQ Trust
QQQ
$455B
$4.99M 1.04%
27,763
+6,673
+32% +$1.13M
TLT icon
14
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$4.22M 0.88%
33,367
+4,077
+14% +$496K
MMM icon
15
3M
MMM
$89B
$4.14M 0.86%
23,823
-1,361
-5% -$229K
AMGN icon
16
Amgen
AMGN
$203B
$4.13M 0.86%
21,721
+655
+3% +$125K
V icon
17
Visa
V
$677B
$4.02M 0.84%
25,845
+4,489
+21% +$647K
GSY icon
18
Invesco Ultra Short Duration ETF
GSY
$3.82B
$3.89M 0.81%
77,439
+16,223
+27% +$814K
XOM icon
19
ExxonMobil
XOM
$651B
$3.86M 0.81%
47,778
+3,610
+8% +$275K
NFJ
20
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$3.84M 0.8%
318,716
+307,489
+2,739% +$3.64M
HYS icon
21
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$3.83M 0.8%
38,261
+2,056
+6% +$203K
HALO icon
22
Halozyme
HALO
$9.72B
$3.81M 0.79%
236,540
– –
AVK
23
Advent Convertible and Income Fund
AVK
$544M
$3.74M 0.78%
260,135
+14,185
+6% +$195K
CSCO icon
24
Cisco
CSCO
$450B
$3.62M 0.75%
66,978
+3,816
+6% +$185K
JNJ icon
25
Johnson & Johnson
JNJ
$635B
$3.55M 0.74%
25,414
+3,407
+15% +$456K
1
2 3 4 5

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4WM
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AFCM
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Arete Wealth Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Arete Wealth Advisors held 421 positions worth $479M, up 17% from $411M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $23.3M of net new capital in Q1 2019, opening 56 new positions and adding to 174 existing holdings. Its largest new stake was BlackRock 2022 Global Income Opportunity Trust: 204,181 shares worth $1.85M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.6% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $16.9M trimmed.

  • Arete Wealth Advisors's largest Q1 2019 buy was BlackRock 2022 Global Income Opportunity Trust: 204,181 shares worth $1.85M.
  • Arete Wealth Advisors added most to Vanguard Dividend Appreciation ETF in Q1 2019, an estimated $20.2M increase.
  • Arete Wealth Advisors's biggest Q1 2019 reduction was iShares MSCI EAFE ETF, cutting an estimated $16.9M.
  • Arete Wealth Advisors fully exited WisdomTree Equity Premium Income Fund in Q1 2019, selling an estimated $9.68M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $479M portfolio in Q1 2019.
  • Arete Wealth Advisors opened 56 new positions and closed 36 in Q1 2019.
  • Arete Wealth Advisors's portfolio value rose 17% quarter-over-quarter to $479M.

Based on Arete Wealth Advisors's 13F filing for Q1 2019, filed 15 May 2019.