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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-1.09%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$132M
AUM Growth
+$4.01M
Cap. Flow
+$7.71M
Cap. Flow %
5.83%
Top 10 Hldgs %
46.1%
Holding
153
New
25
Increased
47
Reduced
36
Closed
19

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$3.95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.16M
3
MU icon
Micron Technology
MU
+$1.58M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$1.53M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.45M

Top Sells

Rank Stock Value
1
MBI icon
MBIA
MBI
+$1.58M
2
BIDU icon
Baidu
BIDU
+$1.51M
3
AAPL icon
Apple
AAPL
+$1.24M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.24M
5
WOLF icon
Wolfspeed
WOLF
+$979K

Sector Composition

Rank Sector Weight
1 Financials 31.21%
2 Energy 10.92%
3 Technology 8.06%
4 Real Estate 2.67%
5 Consumer Discretionary 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
1
Bank of America
BAC
$439B
$17.2M 12.96%
1,006,561
+68,083
+7% +$1.08M
FSK icon
2
FS KKR Capital
FSK
$3.08B
$9.37M 7.08%
217,693
-580
-0.3% -$24.3K
AIG icon
3
American International
AIG
$42.9B
$8.39M 6.34%
155,390
+2,279
+1% +$125K
AAPL icon
4
Apple
AAPL
$4.99T
$7.18M 5.43%
285,952
-50,460
-15% -$1.24M
QQQ icon
5
Invesco QQQ Trust
QQQ
$445B
$4M 3.02%
+40,504
New +$3.95M
AIG.WS
6
DELISTED
American International Group, Inc.
AIG.WS
$3.84M 2.9%
161,205
-192
-0.1% -$4.86K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$3.12M 2.36%
15,830
+10,909
+222% +$2.16M
LNG icon
8
Cheniere Energy
LNG
$52.8B
$2.91M 2.2%
36,377
– –
SD
9
DELISTED
SANDRIDGE ENERGY, INC.
SD
$2.7M 2.04%
628,844
+144,656
+30% +$809K
EEM icon
10
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.37M 1.79%
57,114
+32,697
+134% +$1.45M
EMD
11
Western Asset Emerging Markets Debt Fund
EMD
$613M
$2.13M 1.6%
124,187
+28,365
+30% +$512K
BAC.WS.A
12
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$2.1M 1.59%
280,550
– –
AMJ
13
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.06M 1.56%
38,911
-23,577
-38% -$1.24M
JEF icon
14
Jefferies Financial Group
JEF
$13.2B
$2.05M 1.55%
96,159
+57,451
+148% +$1.29M
CHK
15
DELISTED
Chesapeake Energy Corporation
CHK
$2.01M 1.52%
438
-27
-6% -$142K
XCO
16
DELISTED
Exco Resources
XCO
$1.91M 1.44%
38,099
+3,513
+10% +$246K
VV icon
17
Vanguard Large-Cap ETF
VV
$52B
$1.75M 1.32%
19,317
-1,742
-8% -$158K
MU icon
18
Micron Technology
MU
$927B
$1.67M 1.26%
+48,866
New +$1.58M
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.62M 1.23%
11,755
-184
-2% -$24.5K
UUP icon
20
Invesco DB US Dollar Index Bullish Fund
UUP
$426M
$1.59M 1.2%
+69,616
New +$1.53M
VER
21
DELISTED
VEREIT, Inc.
VER
$1.49M 1.13%
24,850
+1,418
+6% +$91.2K
OVV icon
22
Ovintiv
OVV
$16.4B
$1.45M 1.1%
13,671
+202
+1% +$22.3K
EOG icon
23
EOG Resources
EOG
$74.4B
$1.31M 0.99%
13,246
+14
+0.1% +$1.52K
BCS.PRD.CL
24
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$1.31M 0.99%
50,400
-1,636
-3% -$42.4K
CSCO icon
25
Cisco
CSCO
$456B
$1.3M 0.98%
51,744
-14,608
-22% -$367K
1
2 3 4 5

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Arete Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Arete Wealth Advisors held 153 positions worth $132M, up 3.1% from $128M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Arete Wealth Advisors deployed $7.71M of net new capital in Q3 2014, opening 25 new positions and adding to 47 existing holdings. Its largest new stake was Invesco QQQ Trust: 40,504 shares worth $4M.

By sector, the portfolio is most concentrated in Financials at 31% of assets, up from 30% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Apple, an estimated $1.24M trimmed.

  • Arete Wealth Advisors's largest Q3 2014 buy was Invesco QQQ Trust: 40,504 shares worth $4M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $2.16M increase.
  • Arete Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $1.24M.
  • Arete Wealth Advisors fully exited MBIA in Q3 2014, selling an estimated $1.58M.
  • Arete Wealth Advisors's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Arete Wealth Advisors opened 25 new positions and closed 19 in Q3 2014.
  • Arete Wealth Advisors's portfolio value rose 3.1% quarter-over-quarter to $132M.

Based on Arete Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.