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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.17B
AUM Growth
+$266M
Cap. Flow
+$203M
Cap. Flow %
17.29%
Top 10 Hldgs %
27.95%
Holding
536
New
125
Increased
280
Reduced
86
Closed
33

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$33M
2
ABT icon
Abbott
ABT
+$28.8M
3
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16.5M
4
FSK icon
FS KKR Capital
FSK
+$15.5M
5
BCSF icon
Bain Capital Specialty
BCSF
+$6.91M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.76M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.9M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$2.68M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.93M
5
SMMU icon
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 8.34%
2 Financials 6.33%
3 Technology 6.27%
4 Communication Services 3.21%
5 Consumer Discretionary 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
1
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$66M 5.63%
405,231
+4,229
+1% +$668K
VOO icon
2
Vanguard S&P 500 ETF
VOO
$968B
$50.7M 4.32%
115,545
+1,870
+2% +$789K
ABBV icon
3
AbbVie
ABBV
$458B
$39.8M 3.39%
294,041
+279,589
+1,935% +$33M
ABT icon
4
Abbott
ABT
$180B
$31.7M 2.7%
+225,207
New +$28.8M
VBR icon
5
Vanguard Small-Cap Value ETF
VBR
$37.1B
$25.9M 2.21%
143,402
+2,530
+2% +$450K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$25.7M 2.2%
54,195
+8,390
+18% +$3.85M
AAPL icon
7
Apple
AAPL
$4.89T
$25.7M 2.19%
142,421
+586
+0.4% +$92.6K
DIS icon
8
Walt Disney
DIS
$165B
$22.5M 1.92%
143,470
+1,412
+1% +$228K
VUG icon
9
Vanguard Growth ETF
VUG
$216B
$20.5M 1.74%
382,158
+43,314
+13% +$2.26M
VTI icon
10
Vanguard Total Stock Market ETF
VTI
$654B
$19.4M 1.65%
79,789
+7,331
+10% +$1.73M
QQQ icon
11
Invesco QQQ Trust
QQQ
$455B
$18.6M 1.59%
46,848
+5,273
+13% +$2.04M
FSK icon
12
FS KKR Capital
FSK
$2.98B
$18.6M 1.59%
887,109
+715,020
+415% +$15.5M
VIG icon
13
Vanguard Dividend Appreciation ETF
VIG
$111B
$17.9M 1.52%
104,222
+5,528
+6% +$911K
SPTM icon
14
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$17.4M 1.49%
296,419
+6,764
+2% +$383K
TCHP icon
15
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.08B
$16.5M 1.41%
+496,009
New +$16.5M
FTSL icon
16
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$16.3M 1.39%
340,146
+6,404
+2% +$307K
VTV icon
17
Vanguard Value ETF
VTV
$189B
$16M 1.36%
107,997
+10,608
+11% +$1.51M
VXUS icon
18
Vanguard Total International Stock ETF
VXUS
$153B
$15.2M 1.3%
238,171
+24,033
+11% +$1.54M
EMNT icon
19
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$212M
$14.3M 1.22%
142,637
+1,580
+1% +$159K
VSS icon
20
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$14.2M 1.21%
105,510
+3,035
+3% +$411K
EFV icon
21
iShares MSCI EAFE Value ETF
EFV
$27.6B
$13.2M 1.13%
260,131
+5,973
+2% +$305K
VCIT icon
22
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$12.9M 1.1%
139,316
+4,922
+4% +$461K
SPYM
23
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$12.4M 1.06%
221,452
+8,940
+4% +$483K
AGG icon
24
iShares Core US Aggregate Bond ETF
AGG
$138B
$11.2M 0.95%
98,011
+9,542
+11% +$1.09M
MSFT icon
25
Microsoft
MSFT
$2.84T
$10.8M 0.92%
32,346
+5,151
+19% +$1.67M
1
2 3 4 5

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Arete Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Arete Wealth Advisors held 536 positions worth $1.17B, up 29% from $907M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $203M of net new capital in Q4 2021, opening 125 new positions and adding to 280 existing holdings. Its largest new stake was Abbott: 225,207 shares worth $31.7M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $4.9M trimmed.

  • Arete Wealth Advisors's largest Q4 2021 buy was Abbott: 225,207 shares worth $31.7M.
  • Arete Wealth Advisors added most to AbbVie in Q4 2021, an estimated $33M increase.
  • Arete Wealth Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.9M.
  • Arete Wealth Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $5.76M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $1.17B portfolio in Q4 2021.
  • Arete Wealth Advisors opened 125 new positions and closed 33 in Q4 2021.
  • Arete Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $1.17B.

Based on Arete Wealth Advisors's 13F filing for Q4 2021, filed 7 Feb 2022.