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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
1
AbbVie
ABBV
$458B
$58.6M 4.47%
+378,835
New +$55.2M
RSP icon
2
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$35.3M 2.69%
223,723
+217,167
+3,312% +$31.5M
AAPL icon
3
Apple
AAPL
$4.89T
$32.1M 2.45%
+166,613
New +$30.8M
DIS icon
4
Walt Disney
DIS
$165B
$29.8M 2.27%
330,226
+111,107
+51% +$9.8M
ABT icon
5
Abbott
ABT
$180B
$29.5M 2.25%
+268,336
New +$26.8M
QQQ icon
6
Invesco QQQ Trust
QQQ
$455B
$28.1M 2.14%
68,514
+17,925
+35% +$6.8M
VOO icon
7
Vanguard S&P 500 ETF
VOO
$968B
$27.5M 2.1%
62,992
+23,538
+60% +$9.64M
FSK icon
8
FS KKR Capital
FSK
$2.98B
$24M 1.83%
1,203,741
+174,956
+17% +$3.44M
GLD icon
9
SPDR Gold Trust
GLD
$131B
$19.2M 1.46%
100,183
+19,747
+25% +$3.62M
BIL icon
10
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$18.8M 1.43%
205,540
+92,883
+82% +$8.51M
MSFT icon
11
Microsoft
MSFT
$2.84T
$17.1M 1.3%
+45,493
New +$16.2M
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$17.1M 1.3%
35,951
+7,147
+25% +$3.18M
IVV icon
13
iShares Core S&P 500 ETF
IVV
$876B
$15.7M 1.2%
32,965
+19,739
+149% +$8.84M
AMZN icon
14
Amazon
AMZN
$2.5T
$15.6M 1.19%
+102,450
New +$14.4M
SHV icon
15
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$14.7M 1.12%
+133,550
New +$14.7M
BRK.B icon
16
Berkshire Hathaway Class B
BRK.B
$1.07T
$14.4M 1.1%
40,291
+2,501
+7% +$878K
PULS icon
17
PGIM Ultra Short Bond ETF
PULS
$17.7B
$14M 1.07%
+283,115
New +$14M
VUG icon
18
Vanguard Growth ETF
VUG
$216B
$13M 0.99%
250,362
+234,216
+1,451% +$11.3M
EFV icon
19
iShares MSCI EAFE Value ETF
EFV
$27.6B
$12.7M 0.97%
243,880
+216,987
+807% +$10.7M
IEF icon
20
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$12.2M 0.93%
126,170
+122,338
+3,193% +$11.3M
NVDA icon
21
NVIDIA
NVDA
$5.01T
$11.6M 0.88%
+234,530
New +$10.9M
AGG icon
22
iShares Core US Aggregate Bond ETF
AGG
$138B
$11.5M 0.87%
115,407
+87,470
+313% +$8.32M
MCD icon
23
McDonald's
MCD
$188B
$11.2M 0.86%
37,860
+647
+2% +$176K
SH icon
24
ProShares Short S&P500
SH
$887M
$11.2M 0.85%
214,896
+42,791
+25% +$2.4M
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$226B
$9.43M 0.72%
196,901
+132,538
+206% +$5.93M
1
2 3 4 5

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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.