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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$217M
AUM Growth
+$42M
Cap. Flow
+$34.4M
Cap. Flow %
15.9%
Top 10 Hldgs %
33.26%
Holding
207
New
54
Increased
86
Reduced
41
Closed
22

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$5.23M
2
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$3.11M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3M
4
CLB icon
Core Laboratories
CLB
+$2.97M
5
CAT icon
Caterpillar
CAT
+$2.89M

Top Sells

Rank Stock Value
1
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$5.7M
2
MBLY
Mobileye N.V.
MBLY
+$5.22M
3
XES icon
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
+$3.22M
4
FSK icon
FS KKR Capital
FSK
+$1.79M
5
AIG icon
American International
AIG
+$1.42M

Sector Composition

Rank Sector Weight
1 Financials 17.02%
2 Materials 9.44%
3 Technology 6.03%
4 Energy 5.58%
5 Healthcare 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
1
Bank of America
BAC
$435B
$12.6M 5.83%
570,874
-34,162
-6% -$658K
AIG.WS
2
DELISTED
American International Group, Inc.
AIG.WS
$12.5M 5.79%
534,400
+78,835
+17% +$1.72M
FSK icon
3
FS KKR Capital
FSK
$2.98B
$7.81M 3.61%
189,580
-45,714
-19% -$1.79M
VOO icon
4
Vanguard S&P 500 ETF
VOO
$968B
$6.46M 2.98%
31,462
+12,301
+64% +$2.47M
AMLP icon
5
Alerian MLP ETF
AMLP
$13B
$6.35M 2.93%
100,755
+4,231
+4% +$261K
EOG icon
6
EOG Resources
EOG
$78B
$6.17M 2.85%
61,022
-13,861
-19% -$1.35M
AIG icon
7
American International
AIG
$41.9B
$5.73M 2.65%
87,773
-22,548
-20% -$1.42M
CF icon
8
CF Industries
CF
$19.2B
$5.35M 2.47%
170,081
+1,262
+0.7% +$33.9K
GDX icon
9
VanEck Gold Miners ETF
GDX
$23B
$4.92M 2.27%
+235,394
New +$5.23M
AAPL icon
10
Apple
AAPL
$4.89T
$4.08M 1.89%
141,096
+1,672
+1% +$47.4K
SLCA
11
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$3.57M 1.65%
+62,976
New +$3.11M
KRE icon
12
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$3.42M 1.58%
61,576
+55,041
+842% +$2.7M
CLB icon
13
Core Laboratories
CLB
$538M
$3.22M 1.49%
+26,838
New +$2.97M
X
14
DELISTED
US Steel
X
$3.2M 1.48%
+96,829
New +$2.59M
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$3.91T
$3.19M 1.47%
80,560
+74,960
+1,339% +$3M
NTG
16
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2.98M 1.38%
15,617
+433
+3% +$82.3K
BRK.B icon
17
Berkshire Hathaway Class B
BRK.B
$1.07T
$2.97M 1.37%
18,228
+876
+5% +$135K
CAT icon
18
Caterpillar
CAT
$409B
$2.95M 1.36%
+31,856
New +$2.89M
CELG
19
DELISTED
Celgene Corp
CELG
$2.95M 1.36%
25,497
+22,391
+721% +$2.49M
AMZN icon
20
Amazon
AMZN
$2.5T
$2.9M 1.34%
77,220
+63,200
+451% +$2.48M
LLL
21
DELISTED
L3 Technologies, Inc.
LLL
$2.78M 1.28%
+18,281
New +$2.76M
CP icon
22
Canadian Pacific Kansas City
CP
$82B
$2.73M 1.26%
+95,600
New +$2.82M
IWN icon
23
iShares Russell 2000 Value ETF
IWN
$14.4B
$2.63M 1.21%
+22,080
New +$2.44M
OCLR
24
DELISTED
Oclaro Inc.
OCLR
$2.57M 1.19%
+287,316
New +$2.48M
ZVRA icon
25
Zevra Therapeutics
ZVRA
$563M
$2.51M 1.16%
53,174
+1,011
+2% +$62.1K
1
2 3 4 5

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4WM
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AFCM
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BFMH
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NEWAS
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Arete Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Arete Wealth Advisors held 207 positions worth $217M, up 24% from $175M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Arete Wealth Advisors deployed $34.4M of net new capital in Q4 2016, opening 54 new positions and adding to 86 existing holdings. Its largest new stake was VanEck Gold Miners ETF: 235,394 shares worth $4.92M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 18% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was FS KKR Capital, an estimated $1.79M trimmed.

  • Arete Wealth Advisors's largest Q4 2016 buy was VanEck Gold Miners ETF: 235,394 shares worth $4.92M.
  • Arete Wealth Advisors added most to Alphabet (Google) Class A in Q4 2016, an estimated $3M increase.
  • Arete Wealth Advisors's biggest Q4 2016 reduction was FS KKR Capital, cutting an estimated $1.79M.
  • Arete Wealth Advisors fully exited ProShares Trust UltraShort Lehman 20+ Year Treasury in Q4 2016, selling an estimated $5.7M.
  • Arete Wealth Advisors's ten largest holdings make up 33% of its $217M portfolio in Q4 2016.
  • Arete Wealth Advisors opened 54 new positions and closed 22 in Q4 2016.
  • Arete Wealth Advisors's portfolio value rose 24% quarter-over-quarter to $217M.

Based on Arete Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.