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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$968B
$36.1M 5.12%
105,532
-26,731
-20% -$8.71M
VIG icon
2
Vanguard Dividend Appreciation ETF
VIG
$111B
$23.3M 3.31%
165,646
+1,472
+0.9% +$199K
RSP icon
3
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$21.4M 3.03%
167,552
+165,132
+6,824% +$19.6M
VBR icon
4
Vanguard Small-Cap Value ETF
VBR
$37.1B
$19M 2.69%
133,897
+3,299
+3% +$426K
AAPL icon
5
Apple
AAPL
$4.89T
$18.5M 2.62%
140,576
-6,844
-5% -$823K
EMNT icon
6
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$212M
$17.9M 2.54%
178,174
+11,277
+7% +$1.14M
QQQ icon
7
Invesco QQQ Trust
QQQ
$455B
$15.8M 2.24%
50,572
-2,071
-4% -$608K
VTI icon
8
Vanguard Total Stock Market ETF
VTI
$654B
$14.2M 2.01%
73,079
-1,903
-3% -$348K
GLD icon
9
SPDR Gold Trust
GLD
$131B
$11.2M 1.59%
62,606
-3,935
-6% -$693K
VUG icon
10
Vanguard Growth ETF
VUG
$216B
$10.9M 1.55%
259,728
-426,108
-62% -$17M
SPTM icon
11
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$10.2M 1.45%
221,945
+16,716
+8% +$729K
VSS icon
12
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$9.98M 1.41%
81,862
+1,149
+1% +$130K
VTV icon
13
Vanguard Value ETF
VTV
$189B
$9.81M 1.39%
82,569
+1,751
+2% +$197K
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$9.74M 1.38%
26,127
-4,589
-15% -$1.63M
VXUS icon
15
Vanguard Total International Stock ETF
VXUS
$153B
$9.34M 1.32%
155,234
+6,251
+4% +$352K
FTSL icon
16
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$8.57M 1.21%
179,992
+168,713
+1,496% +$7.88M
SPYM
17
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$8.1M 1.15%
185,517
+41,098
+28% +$1.71M
VCIT icon
18
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$8.01M 1.13%
82,437
+412
+0.5% +$39.7K
BIL icon
19
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$7.61M 1.08%
83,128
-28,196
-25% -$2.58M
AMZN icon
20
Amazon
AMZN
$2.5T
$7.49M 1.06%
46,540
-17,280
-27% -$2.76M
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.07T
$7.4M 1.05%
32,034
-3,258
-9% -$717K
VB icon
22
Vanguard Small-Cap ETF
VB
$79.5B
$7.05M 1%
36,221
-3,277
-8% -$578K
FTHY
23
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$499M
$6.78M 0.96%
333,905
+10,833
+3% +$217K
VWO icon
24
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$6.71M 0.95%
133,629
-15,001
-10% -$705K
SHV icon
25
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$6.55M 0.93%
59,277
+29,813
+101% +$3.3M
1
2 3 4 5

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WA
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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.