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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$782M
AUM Growth
+$76.1M
Cap. Flow
+$52.8M
Cap. Flow %
6.75%
Top 10 Hldgs %
27.29%
Holding
457
New
55
Increased
186
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$28.1M
2
BABA icon
Alibaba
BABA
+$10.6M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$7.51M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$6.33M
5
TYG
Tortoise Energy Infrastructure Corp
TYG
+$3.45M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$10.4M
2
EMNT icon
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
+$5.59M
3
GVIP icon
Goldman Sachs Hedge Industry VIP ETF
GVIP
+$4.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.13M
5
WPG
Washington Prime Group Inc.
WPG
+$3.95M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.56%
3 Consumer Discretionary 3.11%
4 Healthcare 2.55%
5 Communication Services 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
1
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$53.3M 6.81%
376,066
+208,514
+124% +$28.1M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$968B
$38.3M 4.9%
105,108
-424
-0.4% -$150K
VBR icon
3
Vanguard Small-Cap Value ETF
VBR
$37.1B
$22.7M 2.9%
136,724
+2,827
+2% +$445K
AAPL icon
4
Apple
AAPL
$4.89T
$17.7M 2.27%
145,147
+4,571
+3% +$587K
VTI icon
5
Vanguard Total Stock Market ETF
VTI
$654B
$15M 1.92%
72,397
-682
-0.9% -$138K
FTSL icon
6
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$14.9M 1.91%
311,859
+131,867
+73% +$6.33M
VIG icon
7
Vanguard Dividend Appreciation ETF
VIG
$111B
$13.6M 1.74%
92,471
-73,175
-44% -$10.4M
QQQ icon
8
Invesco QQQ Trust
QQQ
$455B
$13.6M 1.73%
42,525
-8,047
-16% -$2.57M
EMNT icon
9
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$212M
$12.3M 1.58%
122,646
-55,528
-31% -$5.59M
VUG icon
10
Vanguard Growth ETF
VUG
$216B
$12.1M 1.54%
280,338
+20,610
+8% +$882K
VTV icon
11
Vanguard Value ETF
VTV
$189B
$12M 1.53%
91,246
+8,677
+11% +$1.09M
SPTM icon
12
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$11.9M 1.52%
242,055
+20,110
+9% +$962K
VSS icon
13
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$11.5M 1.47%
89,808
+7,946
+10% +$1.01M
VXUS icon
14
Vanguard Total International Stock ETF
VXUS
$153B
$11M 1.4%
174,969
+19,735
+13% +$1.24M
GLD icon
15
SPDR Gold Trust
GLD
$131B
$10.6M 1.35%
66,129
+3,523
+6% +$592K
VCIT icon
16
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$8.83M 1.13%
94,910
+12,473
+15% +$1.19M
SPYM
17
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$8.62M 1.1%
184,914
-603
-0.3% -$27.3K
EFV icon
18
iShares MSCI EAFE Value ETF
EFV
$27.6B
$8.22M 1.05%
161,276
+150,942
+1,461% +$7.51M
TCBK icon
19
TriCo Bancshares
TCBK
$1.85B
$8.1M 1.04%
171,087
+243
+0.1% +$10.5K
VB icon
20
Vanguard Small-Cap ETF
VB
$79.5B
$7.96M 1.02%
37,192
+971
+3% +$205K
VWO icon
21
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$7.79M 1%
149,233
+15,604
+12% +$831K
AMZN icon
22
Amazon
AMZN
$2.5T
$7.78M 0.99%
50,260
+3,720
+8% +$590K
BIL icon
23
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$7.75M 0.99%
84,727
+1,599
+2% +$146K
FTHY
24
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$499M
$7.54M 0.96%
380,098
+46,193
+14% +$913K
NFJ
25
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$7.26M 0.93%
527,152
+176,563
+50% +$2.4M
1
2 3 4 5

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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Arete Wealth Advisors held 457 positions worth $782M, up 11% from $706M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors deployed $52.8M of net new capital in Q1 2021, opening 55 new positions and adding to 186 existing holdings. Its largest new stake was iShares S&P Mid-Cap 400 Value ETF: 27,372 shares worth $2.79M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $10.4M trimmed.

  • Arete Wealth Advisors's largest Q1 2021 buy was iShares S&P Mid-Cap 400 Value ETF: 27,372 shares worth $2.79M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q1 2021, an estimated $28.1M increase.
  • Arete Wealth Advisors's biggest Q1 2021 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $10.4M.
  • Arete Wealth Advisors fully exited Goldman Sachs Hedge Industry VIP ETF in Q1 2021, selling an estimated $4.45M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $782M portfolio in Q1 2021.
  • Arete Wealth Advisors opened 55 new positions and closed 41 in Q1 2021.
  • Arete Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $782M.

Based on Arete Wealth Advisors's 13F filing for Q1 2021, filed 10 May 2021.