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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
626
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
– –
-509
Closed -$244K
META icon
627
Meta Platforms (Facebook)
META
$1.49T
– –
-12,454
Closed -$3.57M
MGC icon
628
Vanguard Mega Cap 300 Index ETF
MGC
$9.71B
– –
-1,291
Closed -$202K
MLPA icon
629
Global X MLP ETF
MLPA
$2.26B
– –
-41,236
Closed -$1.77M
MO icon
630
Altria Group
MO
$125B
– –
-26,738
Closed -$1.21M
MRNA icon
631
Moderna
MRNA
$21.6B
– –
-3,139
Closed -$381K
MSFT icon
632
Microsoft
MSFT
$2.9T
– –
-45,416
Closed -$15.5M
MUB icon
633
iShares National Muni Bond ETF
MUB
$45.2B
– –
-7,379
Closed -$788K
NCLH icon
634
Norwegian Cruise Line
NCLH
$9.53B
– –
-9,277
Closed -$202K
NFLX icon
635
Netflix
NFLX
$307B
– –
-23,810
Closed -$1.05M
NSC icon
636
Norfolk Southern
NSC
$75.4B
– –
-9,196
Closed -$2.08M
NVDA icon
637
NVIDIA
NVDA
$4.6T
– –
-220,590
Closed -$9.33M
NVS icon
638
Novartis
NVS
$302B
– –
-3,334
Closed -$336K
O icon
639
Realty Income
O
$61.1B
– –
-13,065
Closed -$781K
OFS icon
640
OFS Capital
OFS
$46.2M
– –
-11,792
Closed -$117K
OMFL icon
641
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
– –
-13,001
Closed -$637K
ONEV icon
642
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$309M
– –
-3,659
Closed -$397K
OXLC
643
Oxford Lane Capital
OXLC
$862M
– –
-12,290
Closed -$297K
OXY icon
644
Occidental Petroleum
OXY
$55.7B
– –
-3,703
Closed -$218K
PAM icon
645
Pampa Energía
PAM
$4.57B
– –
-4,950
Closed -$214K
PARA
646
DELISTED
Paramount Global Class B
PARA
– –
-15,911
Closed -$253K
PCY icon
647
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-16,768
Closed -$327K
PEY icon
648
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
– –
-38,444
Closed -$739K
PRF icon
649
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
– –
-8,270
Closed -$271K
PSEC icon
650
Prospect Capital
PSEC
$1.08B
– –
-13,439
Closed -$83K
24 25
26
27 28

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.