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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.17B
AUM Growth
+$266M
Cap. Flow
+$203M
Cap. Flow %
17.29%
Top 10 Hldgs %
27.95%
Holding
536
New
125
Increased
280
Reduced
86
Closed
33

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$33M
2
ABT icon
Abbott
ABT
+$28.8M
3
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16.5M
4
FSK icon
FS KKR Capital
FSK
+$15.5M
5
BCSF icon
Bain Capital Specialty
BCSF
+$6.91M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.76M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.9M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$2.68M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.93M
5
SMMU icon
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 8.34%
2 Financials 6.33%
3 Technology 6.27%
4 Communication Services 3.21%
5 Consumer Discretionary 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
276
Northern Trust
NTRS
$22B
$539K 0.05%
+4,507
New +$540K
MET icon
277
MetLife
MET
$62.4B
$527K 0.04%
8,332
+1,463
+21% +$91.8K
SHM icon
278
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$525K 0.04%
10,666
– –
HPQ icon
279
HP
HPQ
$26.1B
$523K 0.04%
+13,760
New +$450K
ICLN icon
280
iShares Global Clean Energy ETF
ICLN
$2.23B
$523K 0.04%
24,654
+7,658
+45% +$176K
LLY icon
281
Eli Lilly
LLY
$1.08T
$520K 0.04%
1,887
+515
+38% +$131K
VHT icon
282
Vanguard Health Care ETF
VHT
$18.6B
$520K 0.04%
1,955
+475
+32% +$121K
ZTS icon
283
Zoetis
ZTS
$32.9B
$519K 0.04%
2,200
+54
+3% +$11.8K
ORCL icon
284
Oracle
ORCL
$339B
$518K 0.04%
+5,931
New +$557K
PRU icon
285
Prudential Financial
PRU
$43B
$511K 0.04%
4,662
+766
+20% +$83.2K
CAPD
286
DELISTED
iPath Shiller CAPE ETN
CAPD
$509K 0.04%
22,445
+5,231
+30% +$116K
NBH
287
Neuberger Municipal Fund Inc
NBH
$308M
$508K 0.04%
+33,162
New +$520K
UOCT icon
288
Innovator US Equity Ultra Buffer ETF October
UOCT
$178M
$504K 0.04%
17,690
-535
-3% -$15.1K
BMTX
289
DELISTED
BM Technologies, Inc.
BMTX
$502K 0.04%
10,593
+598
+6% +$5.96K
XLF icon
290
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$493K 0.04%
12,519
+540
+5% +$21.2K
DGRW icon
291
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$489K 0.04%
7,398
+16
+0.2% +$1K
UNP icon
292
Union Pacific
UNP
$173B
$486K 0.04%
1,942
+667
+52% +$158K
SUSA icon
293
iShares ESG Optimized MSCI USA ETF
SUSA
$3.97B
$485K 0.04%
4,556
+991
+28% +$102K
FLRN icon
294
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$478K 0.04%
+15,618
New +$478K
BABA icon
295
Alibaba
BABA
$276B
$474K 0.04%
3,984
+2,298
+136% +$335K
ARKG icon
296
ARK Genomic Revolution ETF
ARKG
$1.51B
$473K 0.04%
7,522
+328
+5% +$22.7K
FFBC icon
297
First Financial Bancorp
FFBC
$3.56B
$470K 0.04%
+13,160
New +$319K
TMUS icon
298
T-Mobile US
TMUS
$194B
$467K 0.04%
4,081
+44
+1% +$5.18K
MDLZ icon
299
Mondelez International
MDLZ
$83.5B
$466K 0.04%
7,052
+1,432
+25% +$88.4K
NSC icon
300
Norfolk Southern
NSC
$75.6B
$462K 0.04%
1,571
+286
+22% +$79.9K
10 11
12
13 14

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OCMI
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Arete Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Arete Wealth Advisors held 536 positions worth $1.17B, up 29% from $907M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $203M of net new capital in Q4 2021, opening 125 new positions and adding to 280 existing holdings. Its largest new stake was Abbott: 225,207 shares worth $31.7M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $4.9M trimmed.

  • Arete Wealth Advisors's largest Q4 2021 buy was Abbott: 225,207 shares worth $31.7M.
  • Arete Wealth Advisors added most to AbbVie in Q4 2021, an estimated $33M increase.
  • Arete Wealth Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.9M.
  • Arete Wealth Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $5.76M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $1.17B portfolio in Q4 2021.
  • Arete Wealth Advisors opened 125 new positions and closed 33 in Q4 2021.
  • Arete Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $1.17B.

Based on Arete Wealth Advisors's 13F filing for Q4 2021, filed 7 Feb 2022.