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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.42%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.08B
AUM Growth
-$229M
Cap. Flow
-$292M
Cap. Flow %
-26.95%
Top 10 Hldgs %
29.57%
Holding
778
New
37
Increased
185
Reduced
141
Closed
402

Top Buys

Rank Stock Value
1
ZECP icon
Zacks Earnings Consistent Portfolio ETF
ZECP
+$5.99M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$5.71M
3
PVAL icon
Putnam Focused Large Cap Value ETF
PVAL
+$4.85M
4
FSK icon
FS KKR Capital
FSK
+$4.69M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$32.1M
2
MSFT icon
Microsoft
MSFT
+$17.1M
3
AMZN icon
Amazon
AMZN
+$15.6M
4
NVDA icon
NVIDIA
NVDA
+$11.6M
5
GLD icon
SPDR Gold Trust
GLD
+$11.5M

Sector Composition

Rank Sector Weight
1 Healthcare 11.16%
2 Financials 8.02%
3 Communication Services 5.37%
4 Real Estate 3.04%
5 Consumer Discretionary 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
226
Schwab US Large- Cap ETF
SCHX
$70.3B
$865K 0.08%
41,811
-1,500
-3% -$29.5K
CTRA
227
DELISTED
Coterra Energy
CTRA
$864K 0.08%
31,012
+15
+0% +$385
VET icon
228
Vermilion Energy
VET
$1.66B
$846K 0.08%
+67,986
New +$762K
SPTI icon
229
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$846K 0.08%
30,004
-689
-2% -$19.5K
EMO
230
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
$831K 0.08%
20,475
+12,950
+172% +$475K
UOCT icon
231
Innovator US Equity Ultra Buffer ETF October
UOCT
$177M
$831K 0.08%
24,746
-1,666
-6% -$55K
UAUG icon
232
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
$822K 0.08%
25,175
-229
-0.9% -$7.25K
SCHD icon
233
Schwab US Dividend Equity ETF
SCHD
$104B
$821K 0.08%
30,540
-7,620
-20% -$197K
CEFS icon
234
Saba Closed-End Funds ETF
CEFS
$419M
$817K 0.08%
39,544
+2,257
+6% +$44.1K
CG icon
235
Carlyle Group
CG
$16.1B
$816K 0.08%
17,413
+9
+0.1% +$389
GOVT icon
236
iShares US Treasury Bond ETF
GOVT
$43.7B
$813K 0.08%
35,721
+114
+0.3% +$2.59K
GDX icon
237
VanEck Gold Miners ETF
GDX
$22.5B
$810K 0.07%
25,627
+6,283
+32% +$179K
GILD icon
238
Gilead Sciences
GILD
$165B
$809K 0.07%
11,039
-3,224
-23% -$248K
FTSL icon
239
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$808K 0.07%
17,495
-296
-2% -$13.6K
BSV icon
240
Vanguard Short-Term Bond ETF
BSV
$44.7B
$805K 0.07%
10,498
-111
-1% -$8.52K
UJUL icon
241
Innovator US Equity Ultra Buffer ETF July
UJUL
$282M
$798K 0.07%
25,038
-488
-2% -$15.2K
DBO icon
242
Invesco DB Oil Fund
DBO
$401M
$787K 0.07%
50,612
+1,929
+4% +$28.2K
FDL icon
243
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$786K 0.07%
20,422
+10,060
+97% +$368K
ARCC icon
244
Ares Capital
ARCC
$13.4B
$777K 0.07%
37,335
+4,936
+15% +$100K
CAPE icon
245
DoubleLine Shiller CAPE US Equities ETF
CAPE
$243M
$777K 0.07%
27,743
-2,127
-7% -$57.2K
PFF icon
246
iShares Preferred and Income Securities ETF
PFF
$13.1B
$761K 0.07%
23,624
+5,984
+34% +$191K
UNOV icon
247
Innovator US Equity Ultra Buffer ETF November
UNOV
$107M
$761K 0.07%
23,268
+403
+2% +$13K
XLU icon
248
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$757K 0.07%
23,072
-100
-0.4% -$3.12K
AMJ
249
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$755K 0.07%
26,511
-2,711
-9% -$72.9K
AZN icon
250
AstraZeneca
AZN
$269B
$745K 0.07%
5,495
-58
-1% -$7.68K
8 9
10
11 12

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4WM
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Arete Wealth Advisors held 778 positions worth $1.08B, down 17% from $1.31B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Arete Wealth Advisors withdrew a net $292M in Q1 2024, closing 402 positions and reducing 141 holdings. Its most notable exit was Apple, an estimated $32.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Arete Wealth Advisors opened a new position in Fidelity Total Bond ETF worth $5.7M.

  • Arete Wealth Advisors's largest Q1 2024 buy was Fidelity Total Bond ETF: 125,728 shares worth $5.7M.
  • Arete Wealth Advisors added most to Zacks Earnings Consistent Portfolio ETF in Q1 2024, an estimated $5.99M increase.
  • Arete Wealth Advisors's biggest Q1 2024 reduction was SPDR Gold Trust, cutting an estimated $11.5M.
  • Arete Wealth Advisors fully exited Apple in Q1 2024, selling an estimated $32.1M.
  • Arete Wealth Advisors's ten largest holdings make up 30% of its $1.08B portfolio in Q1 2024.
  • Arete Wealth Advisors opened 37 new positions and closed 402 in Q1 2024.
  • Arete Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $1.08B.

Based on Arete Wealth Advisors's 13F filing for Q1 2024, filed 16 May 2024.