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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDTL
1976
Innovator Equity Dual Directional 10 Buffer ETF - July
DDTL
$80M
$12.1K ﹤0.01%
+592
New +$11.9K
JSMD icon
1977
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$12K ﹤0.01%
144
+101
+235% +$8.2K
TOTL icon
1978
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$12K ﹤0.01%
297
+36
+14% +$1.45K
BBIB icon
1979
JPMorgan BetaBuilders US Treasury Bond 3-10 Year ETF
BBIB
$54.3M
$11.9K ﹤0.01%
120
– –
BBUS icon
1980
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.77B
$11.8K ﹤0.01%
98
+55
+128% +$6.39K
AEMS
1981
DELISTED
Anfield Enhanced Market ETF
AEMS
$11.8K ﹤0.01%
+1,097
New +$11.3K
BUFB icon
1982
Innovator Laddered Allocation Buffer ETF
BUFB
$318M
$11.8K ﹤0.01%
329
-22
-6% -$765
STXK icon
1983
EA Series Trust Strive Small-Cap ETF
STXK
$85.5M
$11.6K ﹤0.01%
350
– –
XMAR icon
1984
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$156M
$11.5K ﹤0.01%
292
– –
STCE icon
1985
Schwab Crypto Thematic ETF
STCE
$229M
$11.4K ﹤0.01%
145
– –
AQWA icon
1986
Global X Clean Water ETF
AQWA
$22.4M
$11.1K ﹤0.01%
+569
New +$11K
SMAY icon
1987
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$10.9K ﹤0.01%
429
+35
+9% +$864
EWT icon
1988
iShares MSCI Taiwan ETF
EWT
$9.59B
$10.8K ﹤0.01%
170
– –
WTPI
1989
WisdomTree Equity Premium Income Fund
WTPI
$490M
$10.8K ﹤0.01%
325
– –
MORT icon
1990
VanEck Mortgage REIT Income ETF
MORT
$370M
$10.8K ﹤0.01%
1,000
– –
FITE
1991
State Street SPDR S&P Kensho Future Security ETF
FITE
$143M
$10.7K ﹤0.01%
+125
New +$9.89K
EEMS icon
1992
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$350M
$10.6K ﹤0.01%
+156
New +$10.3K
EPOL icon
1993
iShares MSCI Poland ETF
EPOL
$674M
$10.5K ﹤0.01%
327
– –
JHHY
1994
John Hancock High Yield ETF
JHHY
$90.1M
$10.4K ﹤0.01%
+397
New +$10.3K
BIDD
1995
iShares International Dividend Active ETF
BIDD
$404M
$10.3K ﹤0.01%
367
– –
IDRV icon
1996
iShares Self-Driving EV and Tech ETF
IDRV
$124M
$10.3K ﹤0.01%
280
-75
-21% -$2.58K
IBDS icon
1997
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$10.2K ﹤0.01%
420
– –
ARGT icon
1998
Global X MSCI Argentina ETF
ARGT
$839M
$10.1K ﹤0.01%
145
-26
-15% -$2.07K
DJIA icon
1999
Global X Dow 30 Covered Call ETF
DJIA
$185M
$10.1K ﹤0.01%
460
-20
-4% -$434
XHB icon
2000
State Street SPDR S&P Homebuilders ETF
XHB
$1.69B
$10K ﹤0.01%
90
+13
+17% +$1.43K
78 79
80
81 82

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.